HOLMES GEORGE B (Chief Executive Officer) sold 11.6% of their position (55.75K shares) of RESONANT INC on the open market

Open‑market sale worth $121.0K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

HOLMES GEORGE B

Filed: 12/3/2020ACC: 0001603582-20-000003

InsiderHOLMES GEORGE BCIK 1603582

→

IssuerRESONANT INCCIK 1579910

DirectorOfficer· Chief Executive Officer

Since Jul 2018

-55.75K

Net shares

Net seller

$121.0K

Total sold

Open market trades

0B · 1S

Total transactions

121.98K acquired · 177.73K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+20.75K

Price / share

—

Trade value

—

% of position

5.8%

12/1/2020

360.56K→381.31K

Common Stock

Direct

M · Option Exercise

+24.01K

Price / share

—

Trade value

—

% of position

6.3%

12/1/2020

381.31K→405.33K

Common Stock

Direct

M · Option Exercise

+3.21K

Price / share

—

Trade value

—

% of position

0.8%

12/1/2020

405.33K→408.53K

Common Stock

Direct

M · Option Exercise

+24.01K

Price / share

—

Trade value

—

% of position

5.9%

12/1/2020

408.53K→432.55K

Common Stock

Direct

M · Option Exercise

+50K

Price / share

—

Trade value

—

% of position

11.6%

12/1/2020

432.55K→482.55K

Common Stock

Direct

S · Sale

−55.75K

Price / share

$2.17

Trade value

$121.03K

% of position

11.6%

12/2/2020

482.55K→426.80K

Total

Net shares

+66.23K

Net value

-$121.03K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/1/2020	M · Option Exercise	+20.75K	—	—	5.8%	360.56K	381.31K
Common Stock Direct	12/1/2020	M · Option Exercise	+24.01K	—	—	6.3%	381.31K	405.33K
Common Stock Direct	12/1/2020	M · Option Exercise	+3.21K	—	—	0.8%	405.33K	408.53K
Common Stock Direct	12/1/2020	M · Option Exercise	+24.01K	—	—	5.9%	408.53K	432.55K
Common Stock Direct	12/1/2020	M · Option Exercise	+50K	—	—	11.6%	432.55K	482.55K
Common Stock Direct	12/2/2020	S · Sale	−55.75K	$2.17	$121.03K	11.6%	482.55K	426.80K
Total			+66.23K		-$121.03K

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

20.75K shares

−20.75K

Strike price

Held after

0.00

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

24.01K shares

−24.01K

Strike price

Held after

24.01K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

3.21K shares

−3.21K

Strike price

Held after

6.41K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

24.01K shares

−24.01K

Strike price

Held after

48.03K

Exercisable

—

12/1/2020

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

50K shares

−50K

Strike price

Held after

150K

Exercisable

—

12/1/2020

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock20.75K shares	12/1/2020	M · Option Exercise	−20.75K	—	0.00
Restricted Stock Units Direct	Common Stock24.01K shares	12/1/2020	M · Option Exercise	−24.01K	—	24.01K
Restricted Stock Units Direct	Common Stock3.21K shares	12/1/2020	M · Option Exercise	−3.21K	—	6.41K
Restricted Stock Units Direct	Common Stock24.01K shares	12/1/2020	M · Option Exercise	−24.01K	—	48.03K
Restricted Stock Units Direct	Common Stock50K shares	12/1/2020	M · Option Exercise	−50K	—	150K