HOLMES GEORGE B (Chief Executive Officer) sold 8.7% of their position (33.38K shares) of RESONANT INC on the open market

Open‑market sale worth $70.5K — a moderate reduction. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

HOLMES GEORGE B

Filed: 12/4/2019ACC: 0001104659-19-070007

InsiderHOLMES GEORGE BCIK 1603582

→

IssuerRESONANT INCCIK 1579910

DirectorOfficer· Chief Executive Officer

Since Jul 2018

-33.38K

Net shares

Net seller

$70.5K

Total sold

Open market trades

0B · 1S

Total transactions

71.98K acquired · 105.37K disposed

Non-Derivative Transactions5

Common Stock

Direct

M · Option Exercise

+20.75K

Price / share

—

Trade value

—

% of position

6.6%

12/2/2019

313.90K→334.65K

Common Stock

Direct

M · Option Exercise

+24.01K

Price / share

—

Trade value

—

% of position

7.2%

12/2/2019

334.65K→358.67K

Common Stock

Direct

M · Option Exercise

+3.21K

Price / share

—

Trade value

—

% of position

0.9%

12/2/2019

358.67K→361.87K

Common Stock

Direct

M · Option Exercise

+24.01K

Price / share

—

Trade value

—

% of position

6.6%

12/2/2019

361.87K→385.89K

Common Stock

Direct

S · Sale

−33.38K

Price / share

$2.11

Trade value

$70.48K

% of position

8.7%

12/3/2019

385.89K→352.50K

Total

Net shares

+38.60K

Net value

-$70.48K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	12/2/2019	M · Option Exercise	+20.75K	—	—	6.6%	313.90K	334.65K
Common Stock Direct	12/2/2019	M · Option Exercise	+24.01K	—	—	7.2%	334.65K	358.67K
Common Stock Direct	12/2/2019	M · Option Exercise	+3.21K	—	—	0.9%	358.67K	361.87K
Common Stock Direct	12/2/2019	M · Option Exercise	+24.01K	—	—	6.6%	361.87K	385.89K
Common Stock Direct	12/3/2019	S · Sale	−33.38K	$2.11	$70.48K	8.7%	385.89K	352.50K
Total			+38.60K		-$70.48K

Derivative Transactions4

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

20.75K shares

−20.75K

Strike price

Held after

20.75K

Exercisable

—

12/2/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

24.01K shares

−24.01K

Strike price

Held after

48.03K

Exercisable

—

12/2/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

3.21K shares

−3.21K

Strike price

Held after

9.62K

Exercisable

—

12/2/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

24.01K shares

−24.01K

Strike price

Held after

72.04K

Exercisable

—

12/2/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock20.75K shares	12/2/2019	M · Option Exercise	−20.75K	—	20.75K
Restricted Stock Units Direct	Common Stock24.01K shares	12/2/2019	M · Option Exercise	−24.01K	—	48.03K
Restricted Stock Units Direct	Common Stock3.21K shares	12/2/2019	M · Option Exercise	−3.21K	—	9.62K
Restricted Stock Units Direct	Common Stock24.01K shares	12/2/2019	M · Option Exercise	−24.01K	—	72.04K