HOFFMAN JOSH enters ZYMERGEN INC. with 2.80M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 4/21/2021ACC: 0001140361-21-013761
DirectorOfficer· Chief Executive Officer
Since Apr 2021
2.80M
Baseline shares
97% direct
2.72M
Direct ownership
1 position
587.95K
Derivative underlying
3 instruments
2
Security positions
80K indirect
Non-Derivative Holdings2
Common Stock
DirectShares owned2.72M
Common Stock
IndirectShares owned80K
Total
2.72M direct·80K indirect2.80M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 2.72M | Direct |
| Common Stock | 80K | Indirect |
| Total | 2.80M | 2.72M direct·80K indirect |
Derivative Holdings3
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
188.67K
Shares owned
N/A
Exercise price
10.14
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
225.37K
Shares owned
N/A
Exercise price
4.71
Expiration
—
Exercise window
—
Stock Options
DirectUnderlying security
Common Stock
Underlying shares
173.91K
Shares owned
N/A
Exercise price
26.88
Expiration
—
Exercise window
—
Total
Underlying
587.95K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Options Direct | Common Stock | 10.14 | — | — | 188.67K | N/A |
| Stock Options Direct | Common Stock | 4.71 | — | — | 225.37K | N/A |
| Stock Options Direct | Common Stock | 26.88 | — | — | 173.91K | N/A |
| Total | 587.95K | 0.00 | ||||