Filed: 10/10/2023ACC: 0001754960-23-000261
📋 What this filing means
HOFFMAN, ALAN N INVESTMENT MANAGEMENT filed this quarterly 13F‑HR report disclosing 13 equity positions with a total reported market value of $155.14M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
13
Positions
$155.14M
Total AUM (reported)
908.99K
Total Shares
Allocation by class
COM$140.42M90.5%
CAP STK CL A$9.36M6.0%
CAP STK CL C$2.74M1.8%
MEGA GRWTH IND$935.5K0.6%
UNIT SER 1$458.6K0.3%
ULTRAPRO QQQ$349.8K0.2%
TR UNIT$308.6K0.2%
Portfolio Concentration
Top 3$133.20M85.9%
4–10$21.07M13.6%
11–25$869.3K0.6%
Top 3 weight
85.9%
Top 10 weight
99.4%
Voting Authority Distribution
Total shares with voting rights: 908.99K
Sole
Full voting authority
908.99K
shares
% of voting shares100.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole13
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings13
Rows:
APPLE INC
SOLEShares444.66K
TypeSH
Market value$76.13M
49.07%
Sole
444.66K
Shared
0.00
None
0.00
AMAZON COM INC
SOLEShares263.44K
TypeSH
Market value$33.49M
21.59%
Sole
263.44K
Shared
0.00
None
0.00
MICROSOFT CORP
SOLEShares74.68K
TypeSH
Market value$23.58M
15.20%
Sole
74.68K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares71.55K
TypeSH
Market value$9.36M
6.03%
Sole
71.55K
Shared
0.00
None
0.00
COSTCO WHSL CORP NEW
SOLEShares12.07K
TypeSH
Market value$6.82M
4.40%
Sole
12.07K
Shared
0.00
None
0.00
ALPHABET INC
SOLEShares20.82K
TypeSH
Market value$2.74M
1.77%
Sole
20.82K
Shared
0.00
None
0.00
VANGUARD WORLD FD
SOLEShares4.12K
TypeSH
Market value$935.5K
0.60%
Sole
4.12K
Shared
0.00
None
0.00
INVESCO QQQ TR
SOLEShares1.28K
TypeSH
Market value$458.6K
0.30%
Sole
1.28K
Shared
0.00
None
0.00
ADOBE INC
SOLEShares790.00
TypeSH
Market value$402.8K
0.26%
Sole
790.00
Shared
0.00
None
0.00
PROSHARES TR
SOLEShares9.82K
TypeSH
Market value$349.8K
0.23%
Sole
9.82K
Shared
0.00
None
0.00
SPDR S&P 500 ETF TR
SOLEShares722.00
TypeSH
Market value$308.6K
0.20%
Sole
722.00
Shared
0.00
None
0.00
SPDR SER TR
SOLEShares2.47K
TypeSH
Market value$284.2K
0.18%
Sole
2.47K
Shared
0.00
None
0.00
ISHARES TR
SOLEShares2.57K
TypeSH
Market value$276.4K
0.18%
Sole
2.57K
Shared
0.00
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
APPLE INCSOLE | COM | 444.66K | SH | $76.13M 49.07% | 444.66K | 0.00 | 0.00 |
AMAZON COM INCSOLE | COM | 263.44K | SH | $33.49M 21.59% | 263.44K | 0.00 | 0.00 |
MICROSOFT CORPSOLE | COM | 74.68K | SH | $23.58M 15.20% | 74.68K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL A | 71.55K | SH | $9.36M 6.03% | 71.55K | 0.00 | 0.00 |
COSTCO WHSL CORP NEWSOLE | COM | 12.07K | SH | $6.82M 4.40% | 12.07K | 0.00 | 0.00 |
ALPHABET INCSOLE | CAP STK CL C | 20.82K | SH | $2.74M 1.77% | 20.82K | 0.00 | 0.00 |
VANGUARD WORLD FDSOLE | MEGA GRWTH IND | 4.12K | SH | $935.5K 0.60% | 4.12K | 0.00 | 0.00 |
INVESCO QQQ TRSOLE | UNIT SER 1 | 1.28K | SH | $458.6K 0.30% | 1.28K | 0.00 | 0.00 |
ADOBE INCSOLE | COM | 790.00 | SH | $402.8K 0.26% | 790.00 | 0.00 | 0.00 |
PROSHARES TRSOLE | ULTRAPRO QQQ | 9.82K | SH | $349.8K 0.23% | 9.82K | 0.00 | 0.00 |
SPDR S&P 500 ETF TRSOLE | TR UNIT | 722.00 | SH | $308.6K 0.20% | 722.00 | 0.00 | 0.00 |
SPDR SER TRSOLE | S&P DIVID ETF | 2.47K | SH | $284.2K 0.18% | 2.47K | 0.00 | 0.00 |
ISHARES TRSOLE | SELECT DIVID ETF | 2.57K | SH | $276.4K 0.18% | 2.57K | 0.00 | 0.00 |