Filed: 10/24/2023ACC: 0001799544-23-000003
📋 What this filing means
HOEY INVESTMENTS, INC filed this quarterly 13F‑HR report disclosing 352 equity positions with a total reported market value of $301.72M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
352
Positions
$301.72M
Total AUM (reported)
2.67M
Total Shares
Allocation by class
COM$264.83M87.8%
CL A$11.44M3.8%
COM NEW$5.18M1.7%
CALL$3.29M1.1%
CAP STK CL A$2.50M0.8%
COM CL A$2.04M0.7%
DLY SCOND 3XBU$1.95M0.6%
Portfolio Concentration
Top 3$145.35M48.2%
4–10$72.29M24.0%
11–25$34.80M11.5%
Rest$49.28M16.3%
Top 3 weight
48.2%
Top 10 weight
72.1%
Voting Authority Distribution
Total shares with voting rights: 2.67M
Sole
Full voting authority
31.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
2.67M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole352
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings352
Rows:
AMAZON COM INC
SOLEShares453.60K
TypeSH
Market value$57.66M
19.11%
Sole
20.00
Shared
0.00
None
453.58K
NVIDIA CORPORATION
SOLEShares105.87K
TypeSH
Market value$46.05M
15.26%
Sole
0.00
Shared
0.00
None
105.87K
MICROSOFT CORP
SOLEShares131.85K
TypeSH
Market value$41.63M
13.80%
Sole
3.00
Shared
0.00
None
131.84K
APPLE INC
SOLEShares237.96K
TypeSH
Market value$40.74M
13.50%
Sole
8.00
Shared
0.00
None
237.95K
META PLATFORMS INC
SOLEShares28.21K
TypeSH
Market value$8.47M
2.81%
Sole
0.00
Shared
0.00
None
28.21K
BANK AMERICA CORP
SOLEShares248.04K
TypeSH
Market value$6.79M
2.25%
Sole
0.00
Shared
0.00
None
248.04K
WELLS FARGO CO NEW
SOLEShares118.33K
TypeSH
Market value$4.84M
1.60%
Sole
0.00
Shared
0.00
None
118.33K
PALO ALTO NETWORKS INC
SOLEShares17.36K
TypeSH
Market value$4.07M
1.35%
Sole
0.00
Shared
0.00
None
17.36K
ADVANCED MICRO DEVICES INC
SOLEShares36.10K
TypeSH
Market value$3.71M
1.23%
Sole
0.00
Shared
0.00
None
36.10K
CONOCOPHILLIPS
SOLEShares30.63K
TypeSH
Market value$3.67M
1.22%
Sole
0.00
Shared
0.00
None
30.63K
JOHNSON & JOHNSON
SOLEShares23.39K
TypeSH
Market value$3.64M
1.21%
Sole
0.00
Shared
0.00
None
23.39K
UBER TECHNOLOGIES INC
SOLEShares65.82K
TypeSH
Market value$3.03M
1.00%
Sole
0.00
Shared
0.00
None
65.82K
LOWES COS INC
SOLEShares12.65K
TypeSH
Market value$2.63M
0.87%
Sole
0.00
Shared
0.00
None
12.65K
JPMORGAN CHASE & CO
SOLEShares17.88K
TypeSH
Market value$2.59M
0.86%
Sole
0.00
Shared
0.00
None
17.88K
ALPHABET INC
SOLEShares19.08K
TypeSH
Market value$2.50M
0.83%
Sole
0.00
Shared
0.00
None
19.08K
GENERAL ELECTRIC CO
SOLEShares22.55K
TypeSH
Market value$2.49M
0.83%
Sole
0.00
Shared
0.00
None
22.55K
GOLDMAN SACHS GROUP INC
SOLEShares7.35K
TypeSH
Market value$2.38M
0.79%
Sole
0.00
Shared
0.00
None
7.35K
MORGAN STANLEY
SOLEShares28.82K
TypeSH
Market value$2.35M
0.78%
Sole
0.00
Shared
0.00
None
28.82K
DIREXION SHS ETF TR
SOLEShares103.60K
TypeSH
Market value$1.95M
0.65%
Sole
0.00
Shared
0.00
None
103.60K
ISHARES TR
SOLEShares15.75K
TypeSH
Market value$1.93M
0.64%
Sole
0.00
Shared
0.00
None
15.75K
CATERPILLAR INC
SOLEShares6.99K
TypeSH
Market value$1.91M
0.63%
Sole
0.00
Shared
0.00
None
6.99K
TESLA INC
SOLEShares7.55K
TypeSH
Market value$1.89M
0.63%
Sole
0.00
Shared
0.00
None
7.55K
VISA INC
SOLEShares8.09K
TypeSH
Market value$1.86M
0.62%
Sole
0.00
Shared
0.00
None
8.09K
AMAZON COM INC
SOLEShares14.50K
TypePRN
Market value$1.84M
0.61%
Sole
0.00
Shared
0.00
None
14.50K
SCHLUMBERGER LTD
SOLEShares30.96K
TypeSH
Market value$1.80M
0.60%
Sole
0.00
Shared
0.00
None
30.96K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
AMAZON COM INCSOLE | COM | 453.60K | SH | $57.66M 19.11% | 20.00 | 0.00 | 453.58K |
NVIDIA CORPORATIONSOLE | COM | 105.87K | SH | $46.05M 15.26% | 0.00 | 0.00 | 105.87K |
MICROSOFT CORPSOLE | COM | 131.85K | SH | $41.63M 13.80% | 3.00 | 0.00 | 131.84K |
APPLE INCSOLE | COM | 237.96K | SH | $40.74M 13.50% | 8.00 | 0.00 | 237.95K |
META PLATFORMS INCSOLE | CL A | 28.21K | SH | $8.47M 2.81% | 0.00 | 0.00 | 28.21K |
BANK AMERICA CORPSOLE | COM | 248.04K | SH | $6.79M 2.25% | 0.00 | 0.00 | 248.04K |
WELLS FARGO CO NEWSOLE | COM | 118.33K | SH | $4.84M 1.60% | 0.00 | 0.00 | 118.33K |
PALO ALTO NETWORKS INCSOLE | COM | 17.36K | SH | $4.07M 1.35% | 0.00 | 0.00 | 17.36K |
ADVANCED MICRO DEVICES INCSOLE | COM | 36.10K | SH | $3.71M 1.23% | 0.00 | 0.00 | 36.10K |
CONOCOPHILLIPSSOLE | COM | 30.63K | SH | $3.67M 1.22% | 0.00 | 0.00 | 30.63K |
JOHNSON & JOHNSONSOLE | COM | 23.39K | SH | $3.64M 1.21% | 0.00 | 0.00 | 23.39K |
UBER TECHNOLOGIES INCSOLE | COM | 65.82K | SH | $3.03M 1.00% | 0.00 | 0.00 | 65.82K |
LOWES COS INCSOLE | COM | 12.65K | SH | $2.63M 0.87% | 0.00 | 0.00 | 12.65K |
JPMORGAN CHASE & COSOLE | COM | 17.88K | SH | $2.59M 0.86% | 0.00 | 0.00 | 17.88K |
ALPHABET INCSOLE | CAP STK CL A | 19.08K | SH | $2.50M 0.83% | 0.00 | 0.00 | 19.08K |
GENERAL ELECTRIC COSOLE | COM NEW | 22.55K | SH | $2.49M 0.83% | 0.00 | 0.00 | 22.55K |
GOLDMAN SACHS GROUP INCSOLE | COM | 7.35K | SH | $2.38M 0.79% | 0.00 | 0.00 | 7.35K |
MORGAN STANLEYSOLE | COM NEW | 28.82K | SH | $2.35M 0.78% | 0.00 | 0.00 | 28.82K |
DIREXION SHS ETF TRSOLE | DLY SCOND 3XBU | 103.60K | SH | $1.95M 0.65% | 0.00 | 0.00 | 103.60K |
ISHARES TRSOLE | ISHARES BIOTECH | 15.75K | SH | $1.93M 0.64% | 0.00 | 0.00 | 15.75K |
CATERPILLAR INCSOLE | COM | 6.99K | SH | $1.91M 0.63% | 0.00 | 0.00 | 6.99K |
TESLA INCSOLE | COM | 7.55K | SH | $1.89M 0.63% | 0.00 | 0.00 | 7.55K |
VISA INCSOLE | COM CL A | 8.09K | SH | $1.86M 0.62% | 0.00 | 0.00 | 8.09K |
AMAZON COM INCSOLE | CALL | 14.50K | PRN | $1.84M 0.61% | 0.00 | 0.00 | 14.50K |
SCHLUMBERGER LTDSOLE | COM STK | 30.96K | SH | $1.80M 0.60% | 0.00 | 0.00 | 30.96K |
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