HOEHN-SARIC RUDOLF CHRISTOPHER sold 227.20K shares of LAUREATE EDUCATION, INC. on the open market

Open‑market sale worth $3.98M. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales

HOEHN-SARIC RUDOLF CHRISTOPHER

Filed: 12/19/2019ACC: 0001104659-19-074550

InsiderHOEHN-SARIC RUDOLF CHRISTOPHERCIK 1011193

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IssuerLAUREATE EDUCATION, INC.CIK 912766

Director10% Owner

Since Jun 2019

-227.20K

Net shares

Net seller

$3.98M

Total sold

Open market trades

0B · 3S

Total transactions

454.40K acquired · 681.60K disposed

Non-Derivative Transactions6

Class A Common Stock

Indirect

M · Option Exercise

+200.00

Price / share

—

Trade value

—

% of position

New position

12/17/2019

0.00→200.00

Class A Common Stock

Indirect

S · Sale

−200.00

Price / share

$17.50

Trade value

$3.50K

% of position

New position

12/17/2019

200.00→0.00

Class A Common Stock

Indirect

M · Option Exercise

+76.04K

Price / share

—

Trade value

—

% of position

New position

12/18/2019

0.00→76.04K

Class A Common Stock

Indirect

S · Sale

−76.04K

Price / share

$17.50

Trade value

$1.33M

% of position

New position

12/18/2019

76.04K→0.00

Class A Common Stock

Indirect

M · Option Exercise

+150.96K

Price / share

—

Trade value

—

% of position

New position

12/19/2019

0.00→150.96K

Class A Common Stock

Indirect

S · Sale

−150.96K

Price / share

$17.50

Trade value

$2.64M

% of position

New position

12/19/2019

150.96K→0.00

Total

Net shares

+0.00

Net value

-$3.98M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock Indirect	12/17/2019	M · Option Exercise	+200.00	—	—	New position	0.00	200.00
Class A Common Stock Indirect	12/17/2019	S · Sale	−200.00	$17.50	$3.50K	New position	200.00	0.00
Class A Common Stock Indirect	12/18/2019	M · Option Exercise	+76.04K	—	—	New position	0.00	76.04K
Class A Common Stock Indirect	12/18/2019	S · Sale	−76.04K	$17.50	$1.33M	New position	76.04K	0.00
Class A Common Stock Indirect	12/19/2019	M · Option Exercise	+150.96K	—	—	New position	0.00	150.96K
Class A Common Stock Indirect	12/19/2019	S · Sale	−150.96K	$17.50	$2.64M	New position	150.96K	0.00
Total			+0.00		-$3.98M

Derivative Transactions9

Employee Stock Option (Right to Buy)

Indirect

M · Option Exercise

Converts to

Class B Common Stock

200.00 shares

−200.00

Strike price

Held after

1.39M

Exercisable

—

12/17/2019

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

200.00 shares

+200.00

Strike price

Held after

200.00

Exercisable

—

12/17/2019

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

200.00 shares

−200.00

Strike price

Held after

200.00

Exercisable

—

12/17/2019

Employee Stock Option (Right to Buy)

Indirect

M · Option Exercise

Converts to

Class B Common Stock

76.04K shares

−76.04K

Strike price

Held after

1.31M

Exercisable

—

12/18/2019

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

76.04K shares

+76.04K

Strike price

Held after

76.04K

Exercisable

—

12/18/2019

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

76.04K shares

−76.04K

Strike price

Held after

76.04K

Exercisable

—

12/18/2019

Employee Stock Option (Right to Buy)

Indirect

M · Option Exercise

Converts to

Class B Common Stock

150.96K shares

−150.96K

Strike price

Held after

1.16M

Exercisable

—

12/19/2019

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

150.96K shares

+150.96K

Strike price

Held after

150.96K

Exercisable

—

12/19/2019

Class B Common Stock

Indirect

M · Option Exercise

Converts to

Class A Common Stock

150.96K shares

−150.96K

Strike price

Held after

150.96K

Exercisable

—

12/19/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Employee Stock Option (Right to Buy) Indirect	Class B Common Stock200.00 shares	12/17/2019	M · Option Exercise	−200.00	17	—	1.39M
Class B Common Stock Indirect	Class A Common Stock200.00 shares	12/17/2019	M · Option Exercise	+200.00		—	200.00
Class B Common Stock Indirect	Class A Common Stock200.00 shares	12/17/2019	M · Option Exercise	−200.00		—	200.00
Employee Stock Option (Right to Buy) Indirect	Class B Common Stock76.04K shares	12/18/2019	M · Option Exercise	−76.04K	17	—	1.31M
Class B Common Stock Indirect	Class A Common Stock76.04K shares	12/18/2019	M · Option Exercise	+76.04K		—	76.04K
Class B Common Stock Indirect	Class A Common Stock76.04K shares	12/18/2019	M · Option Exercise	−76.04K		—	76.04K
Employee Stock Option (Right to Buy) Indirect	Class B Common Stock150.96K shares	12/19/2019	M · Option Exercise	−150.96K	17	—	1.16M
Class B Common Stock Indirect	Class A Common Stock150.96K shares	12/19/2019	M · Option Exercise	+150.96K		—	150.96K
Class B Common Stock Indirect	Class A Common Stock150.96K shares	12/19/2019	M · Option Exercise	−150.96K		—	150.96K