HODRICK LAURIE SIMON exercised options at ROKU, INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 6/12/2023ACC: 0001062993-23-013389
+6.06K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
7.38K acquired · 1.32K disposed
Non-Derivative Transactions1
Class A Common Stock
Direct
Shares
+1.32K
Price / share
—
Trade value
—
% of position
220.2%
6/9/2023
598.00→1.92K
Total
Net shares
+1.32K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 6/9/2023 | M · Option Exercise | +1.32K | — | — | 220.2% | 598.00 | 1.92K |
| Total | +1.32K | $0.00 | ||||||
Derivative Transactions3
Restricted Stock Unit
Direct
Converts to
Class A Common Stock
2.16K shares
Shares
+2.16K
Strike price
Held after
2.16K
Exercisable
—
6/8/2023
Stock Options (right to buy)
Direct
Converts to
Class A Common Stock
3.90K shares
Shares
+3.90K
Strike price
69.10
Held after
3.90K
Exercisable
—
6/8/2023
Restricted Stock Unit
Direct
Converts to
Class A Common Stock
1.32K shares
Shares
−1.32K
Strike price
Held after
0.00
Exercisable
—
6/9/2023
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Class A Common Stock2.16K shares | 6/8/2023 | A · Award | +2.16K | — | 2.16K | |
| Stock Options (right to buy) Direct | Class A Common Stock3.90K shares | 6/8/2023 | A · Award | +3.90K | 69.10 | — | 3.90K |
| Restricted Stock Unit Direct | Class A Common Stock1.32K shares | 6/9/2023 | M · Option Exercise | −1.32K | — | 0.00 |