HOCK JOEL enters AESI HOLDINGS INC. with 1.07M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 9/22/2023ACC: 0000950170-23-049498
1.07M
Baseline shares
99% direct
1.06M
Direct ownership
2 positions
1.01M
Derivative underlying
1 instrument
3
Security positions
8.06K indirect
Non-Derivative Holdings3
Class B Common Stock
DirectShares owned1.01M
Class A Common Stock
DirectShares owned53.13K
Class A Common Stock
IndirectShares owned8.06K
Total
1.06M direct·8.06K indirect1.07M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Class B Common Stock | 1.01M | Direct |
| Class A Common Stock | 53.13K | Direct |
| Class A Common Stock | 8.06K | Indirect |
| Total | 1.07M | 1.06M direct·8.06K indirect |
Derivative Holdings1
Atlas Sand Operating, LLC Units
DirectUnderlying security
Class A Common Stock
Underlying shares
1.01M
Shares owned
N/A
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
1.01M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Atlas Sand Operating, LLC Units Direct | Class A Common Stock | — | — | 1.01M | N/A | |
| Total | 1.01M | 0.00 | ||||