HLAVKA KRISTIN (Controller) exercised options at SUNATION ENERGY, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 9 exercises

HLAVKA KRISTIN

Filed: 8/4/2021ACC: 0001615594-21-000085

InsiderHLAVKA KRISTINCIK 1523124

→

IssuerSUNATION ENERGY, INC.CIK 22701

Officer· Controller

Since Mar 2019

-31.86K

Net shares

Net seller

$193.7K

Total sold

Open market trades

0B · 0S

Total transactions

36.36K acquired · 68.22K disposed

Non-Derivative Transactions16

Common Stock

Direct

M · Option Exercise

+7.47K

Price / share

$6.85

Trade value

$51.16K

% of position

50.9%

8/2/2021

14.66K→22.13K

Common Stock

Direct

F · Tax Withholding

−7.29K

Price / share

$7.15

Trade value

$52.16K

% of position

33.0%

8/2/2021

22.13K→14.84K

Common Stock

Direct

M · Option Exercise

+2K

Price / share

$4.55

Trade value

$9.10K

% of position

13.5%

8/2/2021

14.84K→16.84K

Common Stock

Direct

F · Tax Withholding

−1.60K

Price / share

$7.15

Trade value

$11.41K

% of position

9.5%

8/2/2021

16.84K→15.24K

Common Stock

Direct

M · Option Exercise

+4.79K

Price / share

$4.40

Trade value

$21.05K

% of position

31.4%

8/2/2021

15.24K→20.02K

Common Stock

Direct

M · Option Exercise

−3.76K

Price / share

$7.15

Trade value

$26.91K

% of position

18.8%

8/2/2021

20.02K→16.26K

Common Stock

Direct

M · Option Exercise

+7.39K

Price / share

$3.61

Trade value

$26.69K

% of position

45.5%

8/2/2021

16.26K→23.65K

Common Stock

Direct

F · Tax Withholding

−5.36K

Price / share

$7.15

Trade value

$38.35K

% of position

22.7%

8/2/2021

23.65K→18.29K

Common Stock

Direct

M · Option Exercise

+3.94K

Price / share

$2.64

Trade value

$10.41K

% of position

25.1%

8/2/2021

15.73K→19.67K

Common Stock

Direct

F · Tax Withholding

−2.56K

Price / share

$7.15

Trade value

$18.33K

% of position

11.5%

8/2/2021

22.23K→19.67K

Common Stock

Direct

M · Option Exercise

+5.76K

Price / share

$5.39

Trade value

$31.04K

% of position

29.3%

8/2/2021

19.67K→25.43K

Common Stock

Direct

F · Tax Withholding

−4.97K

Price / share

$7.15

Trade value

$35.56K

% of position

19.6%

8/2/2021

25.43K→20.46K

Common Stock

Direct

M · Option Exercise

+2.41K

Price / share

$7.15

Trade value

$17.21K

% of position

11.8%

8/2/2021

20.46K→22.86K

Common Stock

Direct

F · Tax Withholding

−736.00

Price / share

$7.15

Trade value

$5.26K

% of position

3.2%

8/2/2021

22.86K→22.13K

Common Stock

Direct

M · Option Exercise

+2.60K

Price / share

$7.15

Trade value

$18.61K

% of position

11.8%

8/2/2021

22.13K→24.73K

Common Stock

Direct

F · Tax Withholding

−795.00

Price / share

$7.15

Trade value

$5.68K

% of position

3.2%

8/2/2021

24.73K→23.93K

Total

Net shares

+9.27K

Net value

-$8.39K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/2/2021	M · Option Exercise	+7.47K	$6.85	$51.16K	50.9%	14.66K	22.13K
Common Stock Direct	8/2/2021	F · Tax Withholding	−7.29K	$7.15	$52.16K	33.0%	22.13K	14.84K
Common Stock Direct	8/2/2021	M · Option Exercise	+2K	$4.55	$9.10K	13.5%	14.84K	16.84K
Common Stock Direct	8/2/2021	F · Tax Withholding	−1.60K	$7.15	$11.41K	9.5%	16.84K	15.24K
Common Stock Direct	8/2/2021	M · Option Exercise	+4.79K	$4.40	$21.05K	31.4%	15.24K	20.02K
Common Stock Direct	8/2/2021	M · Option Exercise	−3.76K	$7.15	$26.91K	18.8%	20.02K	16.26K
Common Stock Direct	8/2/2021	M · Option Exercise	+7.39K	$3.61	$26.69K	45.5%	16.26K	23.65K
Common Stock Direct	8/2/2021	F · Tax Withholding	−5.36K	$7.15	$38.35K	22.7%	23.65K	18.29K
Common Stock Direct	8/2/2021	M · Option Exercise	+3.94K	$2.64	$10.41K	25.1%	15.73K	19.67K
Common Stock Direct	8/2/2021	F · Tax Withholding	−2.56K	$7.15	$18.33K	11.5%	22.23K	19.67K
Common Stock Direct	8/2/2021	M · Option Exercise	+5.76K	$5.39	$31.04K	29.3%	19.67K	25.43K
Common Stock Direct	8/2/2021	F · Tax Withholding	−4.97K	$7.15	$35.56K	19.6%	25.43K	20.46K
Common Stock Direct	8/2/2021	M · Option Exercise	+2.41K	$7.15	$17.21K	11.8%	20.46K	22.86K
Common Stock Direct	8/2/2021	F · Tax Withholding	−736.00	$7.15	$5.26K	3.2%	22.86K	22.13K
Common Stock Direct	8/2/2021	M · Option Exercise	+2.60K	$7.15	$18.61K	11.8%	22.13K	24.73K
Common Stock Direct	8/2/2021	F · Tax Withholding	−795.00	$7.15	$5.68K	3.2%	24.73K	23.93K
Total			+9.27K		-$8.39K

Derivative Transactions9

Stock Option (Right-to-Buy)

Direct

J · J

Converts to

Common Stock

4.78K shares

−4.78K

Strike price

11.65

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.47K shares

−7.47K

Strike price

6.85

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

2K shares

−2K

Strike price

4.55

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

4.79K shares

−4.79K

Strike price

4.4

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

7.39K shares

−7.39K

Strike price

3.61

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

3.94K shares

−3.94K

Strike price

2.64

Held after

0.00

Exercisable

—

8/2/2021

Stock Option (Right-to-Buy)

Direct

M · Option Exercise

Converts to

Common Stock

5.76K shares

−5.76K

Strike price

5.39

Held after

0.00

Exercisable

—

8/2/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.41K shares

−2.41K

Strike price

7.15

Held after

0.00

Exercisable

—

8/2/2021

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock

2.60K shares

−2.60K

Strike price

7.15

Held after

0.00

Exercisable

—

8/2/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right-to-Buy) Direct	Common Stock4.78K shares	8/2/2021	J · J	−4.78K	11.65	—
Stock Option (Right-to-Buy) Direct	Common Stock7.47K shares	8/2/2021	M · Option Exercise	−7.47K	6.85	—
Stock Option (Right-to-Buy) Direct	Common Stock2K shares	8/2/2021	M · Option Exercise	−2K	4.55	—
Stock Option (Right-to-Buy) Direct	Common Stock4.79K shares	8/2/2021	M · Option Exercise	−4.79K	4.4	—
Stock Option (Right-to-Buy) Direct	Common Stock7.39K shares	8/2/2021	M · Option Exercise	−7.39K	3.61	—
Stock Option (Right-to-Buy) Direct	Common Stock3.94K shares	8/2/2021	M · Option Exercise	−3.94K	2.64	—
Stock Option (Right-to-Buy) Direct	Common Stock5.76K shares	8/2/2021	M · Option Exercise	−5.76K	5.39	—
Restricted Stock Units Direct	Common Stock2.41K shares	8/2/2021	M · Option Exercise	−2.41K	7.15	—
Restricted Stock Units Direct	Common Stock2.60K shares	8/2/2021	M · Option Exercise	−2.60K	7.15	—