HITCHCOCK TODD A (SVP Chief Strategy & Transform) exercised options at UNIVERSAL TECHNICAL INSTITUTE INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

HITCHCOCK TODD A

Filed: 12/13/2023ACC: 0001261654-23-000125

InsiderHITCHCOCK TODD ACIK 1799015

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IssuerUNIVERSAL TECHNICAL INSTITUTE INCCIK 1261654

Officer· SVP Chief Strategy & Transform

Since Jan 2020

+46.16K

Net shares

Net buyer

$59.3K

Total sold

Open market trades

0B · 0S

Total transactions

71.63K acquired · 25.48K disposed

Non-Derivative Transactions6

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+6.58K

Price / share

—

Trade value

—

% of position

30.3%

12/8/2023

21.68K→28.25K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−1.60K

Price / share

$11.88

Trade value

$19.03K

% of position

5.7%

12/8/2023

28.25K→26.65K

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+8.70K

Price / share

—

Trade value

—

% of position

32.6%

12/8/2023

26.65K→35.35K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−2.12K

Price / share

$11.88

Trade value

$25.16K

% of position

6.0%

12/8/2023

35.35K→33.23K

Common Stock, $0.0001 par value

Direct

M · Option Exercise

+5.21K

Price / share

—

Trade value

—

% of position

15.7%

12/10/2023

33.23K→38.44K

Common Stock, $0.0001 par value

Direct

F · Tax Withholding

−1.27K

Price / share

$11.88

Trade value

$15.09K

% of position

3.3%

12/10/2023

38.44K→37.17K

Total

Net shares

+15.49K

Net value

-$59.28K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock, $0.0001 par value Direct	12/8/2023	M · Option Exercise	+6.58K	—	—	30.3%	21.68K	28.25K
Common Stock, $0.0001 par value Direct	12/8/2023	F · Tax Withholding	−1.60K	$11.88	$19.03K	5.7%	28.25K	26.65K
Common Stock, $0.0001 par value Direct	12/8/2023	M · Option Exercise	+8.70K	—	—	32.6%	26.65K	35.35K
Common Stock, $0.0001 par value Direct	12/8/2023	F · Tax Withholding	−2.12K	$11.88	$25.16K	6.0%	35.35K	33.23K
Common Stock, $0.0001 par value Direct	12/10/2023	M · Option Exercise	+5.21K	—	—	15.7%	33.23K	38.44K
Common Stock, $0.0001 par value Direct	12/10/2023	F · Tax Withholding	−1.27K	$11.88	$15.09K	3.3%	38.44K	37.17K
Total			+15.49K		-$59.28K

Derivative Transactions5

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

6.58K shares

−6.58K

Strike price

Held after

6.58K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

8.70K shares

−8.70K

Strike price

Held after

17.39K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

A · Award

Converts to

Common Stock, $0.0001 par value

17.79K shares

+17.79K

Strike price

Held after

17.79K

Exercisable

—

12/8/2023

Performance Units

Direct

A · Award

Converts to

Common Stock, $0.0001 par value

33.36K shares

+33.36K

Strike price

Held after

33.36K

Exercisable

—

12/8/2023

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock, $0.0001 par value

5.21K shares

−5.21K

Strike price

Held after

0.00

Exercisable

—

12/10/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock, $0.0001 par value6.58K shares	12/8/2023	M · Option Exercise	−6.58K	—	6.58K
Restricted Stock Units Direct	Common Stock, $0.0001 par value8.70K shares	12/8/2023	M · Option Exercise	−8.70K	—	17.39K
Restricted Stock Units Direct	Common Stock, $0.0001 par value17.79K shares	12/8/2023	A · Award	+17.79K	—	17.79K
Performance Units Direct	Common Stock, $0.0001 par value33.36K shares	12/8/2023	A · Award	+33.36K	—	33.36K
Restricted Stock Units Direct	Common Stock, $0.0001 par value5.21K shares	12/10/2023	M · Option Exercise	−5.21K	—	0.00