HIRZ DAVID G. (President & CEO) reported 3 transactions at SMART & FINAL STORES, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 6/20/2019ACC: 0001104659-19-036678
DirectorOfficer· President & CEO
Since Nov 2018
-2.75M
Net shares
Net seller
$12.43M
Total sold
0
Open market trades
0B · 0S
4
Total transactions
2.75M disposed
Non-Derivative Transactions3
Common stock (par value $0.001)
Direct
Shares
−1.31M
Price / share
$6.50
Trade value
$8.53M
% of position
New position
6/18/2019
1.31M→0.00
Common stock (par value $0.001)
Direct
Shares
−119.57K
Price / share
$6.50
Trade value
$777.22K
% of position
New position
6/20/2019
119.57K→0.00
Common stock (par value $0.001)
Direct
Shares
−479.98K
Price / share
$6.50
Trade value
$3.12M
% of position
New position
6/20/2019
479.98K→0.00
Total
Net shares
−1.91M
Net value
-$12.43M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common stock (par value $0.001) Direct | 6/18/2019 | U · U | −1.31M | $6.50 | $8.53M | New position | 1.31M | 0.00 |
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −119.57K | $6.50 | $777.22K | New position | 119.57K | 0.00 |
| Common stock (par value $0.001) Direct | 6/20/2019 | D · Disposition | −479.98K | $6.50 | $3.12M | New position | 479.98K | 0.00 |
| Total | −1.91M | -$12.43M | ||||||
Derivative Transactions1
Stock option (right to buy)
Direct
Converts to
Common stock
839.61K shares
Shares
−839.61K
Strike price
5.27
Held after
0.00
Exercisable
—
6/20/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Stock option (right to buy) Direct | Common stock839.61K shares | 6/20/2019 | D · Disposition | −839.61K | 5.27 | — | 0.00 |