Filed: 11/13/2023ACC: 0000919185-23-000009
📋 What this filing means
HIGHBRIDGE CAPITAL MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 427 equity positions with a total reported market value of $2.41B. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
427
Positions
$2.41B
Total AUM (reported)
2.11B
Total Shares
Allocation by class
BOND$1.32B54.7%
OPTION$629.30M26.1%
COMMON$264.57M11.0%
WARRANT$151.34M6.3%
PREF CONV$33.68M1.4%
RIGHT$6.44M0.3%
UNIT$6.32M0.3%
Portfolio Concentration
Top 3$694.55M28.9%
4–10$437.11M18.2%
11–25$432.65M18.0%
Rest$843.14M35.0%
Top 3 weight
28.9%
Top 10 weight
47.0%
Voting Authority Distribution
Total shares with voting rights: 2.11B
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
2.11B
shares
% of voting shares100.0%
None
No voting authority
0.00
shares
% of voting shares0.0%
Investment Discretion (by position count)
Sole427
Shared0
Other0
Dominant voting typeShared · 100.0% of voting shares
Institutional Holdings427
Rows:
SPDR S&P 500 ETF TR
SOLEShares1M
TypeSH
Market value$427.48M
17.76%
Sole
0.00
Shared
1M
None
0.00
OCCIDENTAL PETE CORP
SOLEShares2.11M
TypeSH
Market value$137.07M
5.69%
Sole
0.00
Shared
2.11M
None
0.00
FORD MTR CO DEL
SOLEShares132M
TypePRN
Market value$130.00M
5.40%
Sole
0.00
Shared
132M
None
0.00
OCCIDENTAL PETE CORP
SOLEShares2.59M
TypePRN
Market value$111.97M
4.65%
Sole
0.00
Shared
2.59M
None
0.00
LIBERTY BROADBAND CORP
SOLEShares861.49K
TypeSH
Market value$78.67M
3.27%
Sole
0.00
Shared
861.49K
None
0.00
GAMIDA CELL INC
SOLEShares75M
TypePRN
Market value$65.31M
2.71%
Sole
0.00
Shared
75M
None
0.00
INTEGRA LIFESCIENCES HLDGS C
SOLEShares54.25M
TypePRN
Market value$49.58M
2.06%
Sole
0.00
Shared
54.25M
None
0.00
NATIONAL VISION HLDGS INC
SOLEShares50.01M
TypePRN
Market value$48.09M
2.00%
Sole
0.00
Shared
50.01M
None
0.00
TILRAY BRANDS INC
SOLEShares38M
TypePRN
Market value$43.10M
1.79%
Sole
0.00
Shared
38M
None
0.00
OMNICELL COM
SOLEShares43.14M
TypePRN
Market value$40.39M
1.68%
Sole
0.00
Shared
43.14M
None
0.00
LCI INDS
SOLEShares43M
TypePRN
Market value$40.26M
1.67%
Sole
0.00
Shared
43M
None
0.00
SAREPTA THERAPEUTICS INC
SOLEShares31M
TypePRN
Market value$34.77M
1.44%
Sole
0.00
Shared
31M
None
0.00
JAZZ INVESTMENTS I LTD
SOLEShares35.35M
TypePRN
Market value$34.18M
1.42%
Sole
0.00
Shared
35.35M
None
0.00
LUMENTUM HLDGS INC
SOLEShares31.49M
TypePRN
Market value$31.19M
1.30%
Sole
0.00
Shared
31.49M
None
0.00
ACORDA THERAPEUTICS INC
SOLEShares45.28M
TypePRN
Market value$30.91M
1.28%
Sole
0.00
Shared
45.28M
None
0.00
SNAP INC
SOLEShares41.50M
TypePRN
Market value$30.88M
1.28%
Sole
0.00
Shared
41.50M
None
0.00
ACCURAY INC DEL
SOLEShares30M
TypePRN
Market value$30.58M
1.27%
Sole
0.00
Shared
30M
None
0.00
OMEROS CORP
SOLEShares45.08M
TypePRN
Market value$27.39M
1.14%
Sole
0.00
Shared
45.08M
None
0.00
PARSONS CORP DEL
SOLEShares21M
TypePRN
Market value$26.73M
1.11%
Sole
0.00
Shared
21M
None
0.00
BROOKDALE SR LIVING INC
SOLEShares448.96K
TypeSH
Market value$26.17M
1.09%
Sole
0.00
Shared
448.96K
None
0.00
CUTERA INC
SOLEShares41.97M
TypePRN
Market value$24.76M
1.03%
Sole
0.00
Shared
41.97M
None
0.00
XOMETRY INC
SOLEShares32.85M
TypePRN
Market value$24.34M
1.01%
Sole
0.00
Shared
32.85M
None
0.00
COINBASE GLOBAL INC
SOLEShares32M
TypePRN
Market value$24.19M
1.00%
Sole
0.00
Shared
32M
None
0.00
UNITY SOFTWARE INC
SOLEShares29.50M
TypePRN
Market value$23.44M
0.97%
Sole
0.00
Shared
29.50M
None
0.00
NIO INC
SOLEShares25.90M
TypePRN
Market value$22.87M
0.95%
Sole
0.00
Shared
25.90M
None
0.00
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
SPDR S&P 500 ETF TRSOLE | OPTION | 1M | SH | $427.48M 17.76% | 0.00 | 1M | 0.00 |
OCCIDENTAL PETE CORPSOLE | OPTION | 2.11M | SH | $137.07M 5.69% | 0.00 | 2.11M | 0.00 |
FORD MTR CO DELSOLE | BOND | 132M | PRN | $130.00M 5.40% | 0.00 | 132M | 0.00 |
OCCIDENTAL PETE CORPSOLE | WARRANT | 2.59M | PRN | $111.97M 4.65% | 0.00 | 2.59M | 0.00 |
LIBERTY BROADBAND CORPSOLE | COMMON | 861.49K | SH | $78.67M 3.27% | 0.00 | 861.49K | 0.00 |
GAMIDA CELL INCSOLE | BOND | 75M | PRN | $65.31M 2.71% | 0.00 | 75M | 0.00 |
INTEGRA LIFESCIENCES HLDGS CSOLE | BOND | 54.25M | PRN | $49.58M 2.06% | 0.00 | 54.25M | 0.00 |
NATIONAL VISION HLDGS INCSOLE | BOND | 50.01M | PRN | $48.09M 2.00% | 0.00 | 50.01M | 0.00 |
TILRAY BRANDS INCSOLE | BOND | 38M | PRN | $43.10M 1.79% | 0.00 | 38M | 0.00 |
OMNICELL COMSOLE | BOND | 43.14M | PRN | $40.39M 1.68% | 0.00 | 43.14M | 0.00 |
LCI INDSSOLE | BOND | 43M | PRN | $40.26M 1.67% | 0.00 | 43M | 0.00 |
SAREPTA THERAPEUTICS INCSOLE | BOND | 31M | PRN | $34.77M 1.44% | 0.00 | 31M | 0.00 |
JAZZ INVESTMENTS I LTDSOLE | BOND | 35.35M | PRN | $34.18M 1.42% | 0.00 | 35.35M | 0.00 |
LUMENTUM HLDGS INCSOLE | BOND | 31.49M | PRN | $31.19M 1.30% | 0.00 | 31.49M | 0.00 |
ACORDA THERAPEUTICS INCSOLE | BOND | 45.28M | PRN | $30.91M 1.28% | 0.00 | 45.28M | 0.00 |
SNAP INCSOLE | BOND | 41.50M | PRN | $30.88M 1.28% | 0.00 | 41.50M | 0.00 |
ACCURAY INC DELSOLE | BOND | 30M | PRN | $30.58M 1.27% | 0.00 | 30M | 0.00 |
OMEROS CORPSOLE | BOND | 45.08M | PRN | $27.39M 1.14% | 0.00 | 45.08M | 0.00 |
PARSONS CORP DELSOLE | BOND | 21M | PRN | $26.73M 1.11% | 0.00 | 21M | 0.00 |
BROOKDALE SR LIVING INCSOLE | PREF CONV | 448.96K | SH | $26.17M 1.09% | 0.00 | 448.96K | 0.00 |
CUTERA INCSOLE | BOND | 41.97M | PRN | $24.76M 1.03% | 0.00 | 41.97M | 0.00 |
XOMETRY INCSOLE | BOND | 32.85M | PRN | $24.34M 1.01% | 0.00 | 32.85M | 0.00 |
COINBASE GLOBAL INCSOLE | BOND | 32M | PRN | $24.19M 1.00% | 0.00 | 32M | 0.00 |
UNITY SOFTWARE INCSOLE | BOND | 29.50M | PRN | $23.44M 0.97% | 0.00 | 29.50M | 0.00 |
NIO INCSOLE | BOND | 25.90M | PRN | $22.87M 0.95% | 0.00 | 25.90M | 0.00 |
Page 1 of 18
…