HIGGINS THOMAS T (Senior Vice President, CFO) exercised options at NEUROMETRIX, INC.

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 3 exercises

HIGGINS THOMAS T

Filed: 2/10/2023ACC: 0001104659-23-018724

InsiderHIGGINS THOMAS TCIK 1219548

→

IssuerNEUROMETRIX, INC.CIK 1289850

Officer· Senior Vice President, CFO

Since Dec 2019

-3.15K

Net shares

Net seller

$7.7K

Total sold

Open market trades

0B · 0S

Total transactions

11.95K acquired · 15.10K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+3.98K

Price / share

—

Trade value

—

% of position

10.2%

8/2/2022

39.07K→43.05K

Common Stock

Direct

F · Tax Withholding

−1.17K

Price / share

$3.59

Trade value

$4.20K

% of position

2.7%

8/2/2022

43.05K→41.88K

Common Stock

Direct

M · Option Exercise

+3.98K

Price / share

—

Trade value

—

% of position

9.5%

11/2/2022

41.88K→45.87K

Common Stock

Direct

F · Tax Withholding

−861.00

Price / share

$1.57

Trade value

$1.35K

% of position

1.9%

11/2/2022

45.87K→45K

Common Stock

Direct

M · Option Exercise

+3.98K

Price / share

—

Trade value

—

% of position

8.9%

2/2/2023

45K→48.99K

Common Stock

Direct

F · Tax Withholding

−1.12K

Price / share

$1.92

Trade value

$2.15K

% of position

2.3%

2/2/2023

48.99K→47.87K

Total

Net shares

+8.80K

Net value

-$7.70K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/2/2022	M · Option Exercise	+3.98K	—	—	10.2%	39.07K	43.05K
Common Stock Direct	8/2/2022	F · Tax Withholding	−1.17K	$3.59	$4.20K	2.7%	43.05K	41.88K
Common Stock Direct	11/2/2022	M · Option Exercise	+3.98K	—	—	9.5%	41.88K	45.87K
Common Stock Direct	11/2/2022	F · Tax Withholding	−861.00	$1.57	$1.35K	1.9%	45.87K	45K
Common Stock Direct	2/2/2023	M · Option Exercise	+3.98K	—	—	8.9%	45K	48.99K
Common Stock Direct	2/2/2023	F · Tax Withholding	−1.12K	$1.92	$2.15K	2.3%	48.99K	47.87K
Total			+8.80K		-$7.70K

Derivative Transactions3

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.98K shares

−3.98K

Strike price

Held after

43.81K

Exercisable

—

8/2/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.98K shares

−3.98K

Strike price

Held after

39.83K

Exercisable

—

11/2/2022

Restricted Stock Unit

Direct

M · Option Exercise

Converts to

Common Stock

3.98K shares

−3.98K

Strike price

Held after

35.84K

Exercisable

—

2/2/2023

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Unit Direct	Common Stock3.98K shares	8/2/2022	M · Option Exercise	−3.98K	—	43.81K
Restricted Stock Unit Direct	Common Stock3.98K shares	11/2/2022	M · Option Exercise	−3.98K	—	39.83K
Restricted Stock Unit Direct	Common Stock3.98K shares	2/2/2023	M · Option Exercise	−3.98K	—	35.84K