HICKS THOMAS O exercised options at GWG HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 7/23/2020ACC: 0001179110-20-008453
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
8.17K acquired · 8.17K disposed
Non-Derivative Transactions1
Common Stock, $.001 par value
Direct
Shares
+8.17K
Price / share
—
Trade value
—
% of position
New position
6/18/2020
0.00→8.17K
Total
Net shares
+8.17K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock, $.001 par value Direct | 6/18/2020 | M · Option Exercise | +8.17K | — | — | New position | 0.00 | 8.17K |
| Total | +8.17K | $0.00 | ||||||
Derivative Transactions1
Restricted Stock Units
Direct
Converts to
Common Stock
8.17K shares
Shares
−8.17K
Strike price
Held after
0.00
Exercisable
—
6/18/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Units Direct | Common Stock8.17K shares | 6/18/2020 | M · Option Exercise | −8.17K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock, $.001 par value
IndirectShares owned1.45M
Total
1.45M indirect1.45M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock, $.001 par value | 1.45M | Indirect |
| Total | 1.45M | 1.45M indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported