HICKS LAURENCE enters ARCH THERAPEUTICS, INC. with 27.27K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 10/12/2021ACC: 0001104659-21-125521
27.27K
Baseline shares
0.00
Direct ownership
0 positions
500K
Derivative underlying
3 instruments
1
Security positions
27.27K indirect
Non-Derivative Holdings1
Common Stock
IndirectShares owned27.27K
Total
27.27K indirect27.27K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 27.27K | Indirect |
| Total | 27.27K | 27.27K indirect |
Derivative Holdings3
Stock Option (Right to Buy)
DirectUnderlying security
Common Stock
Underlying shares
250K
Shares owned
N/A
Exercise price
0.1028
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
150K
Shares owned
N/A
Exercise price
0.125
Expiration
—
Exercise window
—
Stock Option (Right to Buy)
IndirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
0.190
Expiration
—
Exercise window
—
Total
Underlying
500K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock Option (Right to Buy) Direct | Common Stock | 0.1028 | — | — | 250K | N/A |
| Stock Option (Right to Buy) Indirect | Common Stock | 0.125 | — | — | 150K | N/A |
| Stock Option (Right to Buy) Indirect | Common Stock | 0.190 | — | — | 100K | N/A |
| Total | 500K | 0.00 | ||||