HERRMANN MARK enters S&W SEED CO with 56.46K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 7/10/2023ACC: 0001209191-23-041971
56.46K
Baseline shares
100% direct
56.46K
Direct ownership
1 position
100K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common Stock
DirectShares owned56.46K
Total
56.46K direct56.46K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 56.46K | Direct |
| Total | 56.46K | 56.46K direct |
Derivative Holdings1
Stock option (right to buy)
DirectUnderlying security
Common Stock
Underlying shares
100K
Shares owned
N/A
Exercise price
1.08
Expiration
—
Exercise window
—
Total
Underlying
100K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock option (right to buy) Direct | Common Stock | 1.08 | — | — | 100K | N/A |
| Total | 100K | 0.00 | ||||