HERICK GARY J (Chief Financial Officer) made both purchases and sales at CANNAPHARMARX, INC.

Purchased 600K shares and sold 637K shares — review individual transaction dates and prices for directional context.

P · 3S · 19

HERICK GARY J

Filed: 4/17/2019ACC: 0001128732-19-000010

InsiderHERICK GARY JCIK 1618233

→

IssuerCANNAPHARMARX, INC.CIK 1081938

DirectorOfficer· Chief Financial Officer

Since Mar 2015

-290K

Net shares

Net seller

$499.0K

Total sold

Open market trades

3B · 19S

Total transactions

620K acquired · 910K disposed

Non-Derivative Transactions27

Common Stock

Indirect

S · Sale

−50K

Price / share

$1.00

Trade value

$50K

% of position

5.5%

3/9/2015

910K→860K

Common Stock

Indirect

G · Gift

−200K

Price / share

—

Trade value

—

% of position

23.3%

5/3/2015

860K→660K

Common Stock

Indirect

G · Gift

−50K

Price / share

—

Trade value

—

% of position

7.6%

5/3/2015

660K→610K

Common Stock

Indirect

G · Gift

−10K

Price / share

—

Trade value

—

% of position

1.6%

5/3/2015

610K→600K

Common Stock

Indirect

S · Sale

−50K

Price / share

$1.00

Trade value

$50K

% of position

8.3%

7/10/2015

600K→550K

Common Stock

Indirect

S · Sale

−10K

Price / share

$1.00

Trade value

$10K

% of position

1.8%

7/27/2015

550K→540K

Common Stock

Indirect

S · Sale

−3K

Price / share

$1.00

Trade value

$3K

% of position

0.6%

7/31/2015

540K→537K

Common Stock

Indirect

S · Sale

−25K

Price / share

$1.00

Trade value

$25K

% of position

4.7%

8/11/2015

537K→512K

Common Stock

Indirect

G · Gift

−10K

Price / share

—

Trade value

—

% of position

2.0%

8/11/2015

512K→502K

Common Stock

Indirect

S · Sale

−3K

Price / share

$1.00

Trade value

$3K

% of position

0.6%

8/11/2015

502K→499K

Common Stock

Indirect

G · Gift

−3K

Price / share

—

Trade value

—

% of position

0.6%

8/11/2015

499K→496K

Common Stock

Indirect

S · Sale

−25K

Price / share

$1.00

Trade value

$25K

% of position

5.0%

8/11/2015

496K→471K

Common Stock

Indirect

S · Sale

−15K

Price / share

$1.00

Trade value

$15K

% of position

3.2%

8/11/2015

471K→456K

Common Stock

Indirect

S · Sale

−100K

Price / share

$1.00

Trade value

$100K

% of position

21.9%

12/15/2015

456K→356K

Common Stock

Indirect

S · Sale

−100K

Price / share

$0.75

Trade value

$75K

% of position

28.1%

12/15/2015

356K→256K

Common Stock

Indirect

S · Sale

−30K

Price / share

$1.00

Trade value

$30K

% of position

11.7%

12/15/2015

256K→226K

Common Stock

Indirect

S · Sale

−2.50K

Price / share

$0.50

Trade value

$1.25K

% of position

1.1%

6/27/2018

226K→223.50K

Common Stock

Indirect

S · Sale

−3K

Price / share

$0.50

Trade value

$1.50K

% of position

1.3%

6/27/2018

223.50K→220.50K

Common Stock

Indirect

S · Sale

−3K

Price / share

$0.50

Trade value

$1.50K

% of position

1.4%

6/27/2018

220.50K→217.50K

Common Stock

Indirect

S · Sale

−2K

Price / share

$0.50

Trade value

$1K

% of position

0.9%

6/27/2018

217.50K→215.50K

Common Stock

Indirect

S · Sale

−2K

Price / share

$0.50

Trade value

$1K

% of position

0.9%

6/27/2018

215.50K→213.50K

Common Stock

Indirect

S · Sale

−50K

Price / share

$0.50

Trade value

$25K

% of position

23.4%

6/27/2018

213.50K→163.50K

Common Stock

Indirect

S · Sale

−123.50K

Price / share

$0.50

Trade value

$61.75K

% of position

75.5%

6/27/2018

163.50K→40K

Common Stock

Indirect

S · Sale

−40K

Price / share

$0.50

Trade value

$20K

% of position

New position

6/27/2018

40K→0.00

Common Stock

Indirect

P · Purchase

+400K

Price / share

$2.00

Trade value

$800K

% of position

New position

1/2/2019

0.00→400K

Common Stock

Indirect

P · Purchase

+100K

Price / share

$2.00

Trade value

$200K

% of position

25.0%

1/2/2019

400K→500K

Common Stock

Indirect

P · Purchase

+100K

Price / share

$2.00

Trade value

$200K

% of position

20.0%

1/2/2019

500K→600K

Total

Net shares

−310K

Net value

$701K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Indirect	3/9/2015	S · Sale	−50K	$1.00	$50K	5.5%	910K	860K
Common Stock Indirect	5/3/2015	G · Gift	−200K	—	—	23.3%	860K	660K
Common Stock Indirect	5/3/2015	G · Gift	−50K	—	—	7.6%	660K	610K
Common Stock Indirect	5/3/2015	G · Gift	−10K	—	—	1.6%	610K	600K
Common Stock Indirect	7/10/2015	S · Sale	−50K	$1.00	$50K	8.3%	600K	550K
Common Stock Indirect	7/27/2015	S · Sale	−10K	$1.00	$10K	1.8%	550K	540K
Common Stock Indirect	7/31/2015	S · Sale	−3K	$1.00	$3K	0.6%	540K	537K
Common Stock Indirect	8/11/2015	S · Sale	−25K	$1.00	$25K	4.7%	537K	512K
Common Stock Indirect	8/11/2015	G · Gift	−10K	—	—	2.0%	512K	502K
Common Stock Indirect	8/11/2015	S · Sale	−3K	$1.00	$3K	0.6%	502K	499K
Common Stock Indirect	8/11/2015	G · Gift	−3K	—	—	0.6%	499K	496K
Common Stock Indirect	8/11/2015	S · Sale	−25K	$1.00	$25K	5.0%	496K	471K
Common Stock Indirect	8/11/2015	S · Sale	−15K	$1.00	$15K	3.2%	471K	456K
Common Stock Indirect	12/15/2015	S · Sale	−100K	$1.00	$100K	21.9%	456K	356K
Common Stock Indirect	12/15/2015	S · Sale	−100K	$0.75	$75K	28.1%	356K	256K
Common Stock Indirect	12/15/2015	S · Sale	−30K	$1.00	$30K	11.7%	256K	226K
Common Stock Indirect	6/27/2018	S · Sale	−2.50K	$0.50	$1.25K	1.1%	226K	223.50K
Common Stock Indirect	6/27/2018	S · Sale	−3K	$0.50	$1.50K	1.3%	223.50K	220.50K
Common Stock Indirect	6/27/2018	S · Sale	−3K	$0.50	$1.50K	1.4%	220.50K	217.50K
Common Stock Indirect	6/27/2018	S · Sale	−2K	$0.50	$1K	0.9%	217.50K	215.50K
Common Stock Indirect	6/27/2018	S · Sale	−2K	$0.50	$1K	0.9%	215.50K	213.50K
Common Stock Indirect	6/27/2018	S · Sale	−50K	$0.50	$25K	23.4%	213.50K	163.50K
Common Stock Indirect	6/27/2018	S · Sale	−123.50K	$0.50	$61.75K	75.5%	163.50K	40K
Common Stock Indirect	6/27/2018	S · Sale	−40K	$0.50	$20K	New position	40K	0.00
Common Stock Indirect	1/2/2019	P · Purchase	+400K	$2.00	$800K	New position	0.00	400K
Common Stock Indirect	1/2/2019	P · Purchase	+100K	$2.00	$200K	25.0%	400K	500K
Common Stock Indirect	1/2/2019	P · Purchase	+100K	$2.00	$200K	20.0%	500K	600K
Total			−310K		$701K

Derivative Transactions1

Series A Convertible Preferred Stock

Indirect

A · Award

Converts to

Common Stock

25M shares

+20K

Strike price

Held after

20K

Exercisable

—

4/20/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Series A Convertible Preferred Stock Indirect	Common Stock25M shares	4/20/2018	A · Award	+20K	0	—	20K