HERBERT STEPHEN P

PrivateCIK: 1202182

Location

MALVERN, PA

HERBERT STEPHEN P (CEO) reported 4 transactions at CANTALOUPE, INC.

Review the transaction codes below to understand the nature of each event.

HERBERT STEPHEN P

Filed: 7/12/2019ACC: 0001567619-19-014723

InsiderHERBERT STEPHEN PCIK 1202182

→

IssuerCANTALOUPE, INC.CIK 896429

DirectorOfficer· CEO

Since Jul 2018

-17.46K

Net shares

Net seller

$81.4K

Total sold

0

Open market trades

0B · 0S

4

Total transactions

36.37K acquired · 53.82K disposed

Non-Derivative Transactions4

Common Stock

Direct

G · Gift

Shares

−6.50K

Price / share

—

Trade value

—

% of position

1.7%

8/3/2018

379.55K→373.05K

Common Stock

Direct

G · Gift

Shares

−36.37K

Price / share

—

Trade value

—

% of position

9.7%

8/16/2018

373.05K→336.69K

Common Stock

Indirect

G · Gift

Shares

+36.37K

Price / share

—

Trade value

—

% of position

132.5%

8/16/2018

27.44K→63.80K

Common Stock

Direct

F · Tax Withholding

Shares

−10.96K

Price / share

$7.43

Trade value

$81.41K

% of position

3.3%

7/10/2019

336.69K→325.73K

Total

Net shares

−17.46K

Net value

-$81.41K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	8/3/2018	G · Gift	−6.50K	—	—	1.7%	379.55K	373.05K
Common Stock Direct	8/16/2018	G · Gift	−36.37K	—	—	9.7%	373.05K	336.69K
Common Stock Indirect	8/16/2018	G · Gift	+36.37K	—	—	132.5%	27.44K	63.80K
Common Stock Direct	7/10/2019	F · Tax Withholding	−10.96K	$7.43	$81.41K	3.3%	336.69K	325.73K
Total			−17.46K		-$81.41K

Derivative Transactions0

No derivative transactions reported

Non-Derivative Holdings (Post-Transaction)1

Common Stock

Indirect

Shares owned0.00

Total

0.00

Security Title	Shares Owned	Ownership Type
Common Stock	0.00	Indirect
Total	0.00

Derivative Holdings (Post-Transaction)5

Qualified Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

55.55K

Shares owned

55.55K

Exercise price

1.8

Expiration

—

Exercise window

—

Non-Qualified Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

150K

Shares owned

150K

Exercise price

1.8

Expiration

—

Exercise window

—

Qualified Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

29.59K

Shares owned

29.59K

Exercise price

3.38

Expiration

—

Exercise window

—

Qualified Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

20.08K

Shares owned

20.08K

Exercise price

4.98

Expiration

—

Exercise window

—

Qualified Stock Option (Right to Buy)

Direct

Underlying security

Common Stock

Underlying shares

19.05K

Shares owned

19.05K

Exercise price

5.25

Expiration

—

Exercise window

—

Total

Underlying

274.27K

Owned

274.27K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Qualified Stock Option (Right to Buy) Direct	Common Stock	1.8	—	—	55.55K	55.55K
Non-Qualified Stock Option (Right to Buy) Direct	Common Stock	1.8	—	—	150K	150K
Qualified Stock Option (Right to Buy) Direct	Common Stock	3.38	—	—	29.59K	29.59K
Qualified Stock Option (Right to Buy) Direct	Common Stock	4.98	—	—	20.08K	20.08K
Qualified Stock Option (Right to Buy) Direct	Common Stock	5.25	—	—	19.05K	19.05K
Total					274.27K	274.27K

HERBERT STEPHEN P — Insider Transaction (Form 4) Filed Jul 12, 2019 | Finecho