HENNESSY NEIL J (Chairman and CEO) received a stock award from HENNESSY ADVISORS INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 9/22/2026ACC: 0001437749-26-030963
DirectorOfficer10% Owner· Chairman and CEO
Since Jun 2018
+10.18K
Net shares
Net buyer
$98.8K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
19.70K acquired · 9.52K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+19.70K
Price / share
—
Trade value
—
% of position
1.0%
9/18/2026
2.06M→2.08M
Common Stock
Indirect
Shares
−9.52K
Price / share
$10.38
Trade value
$98.82K
% of position
0.5%
9/18/2026
2.08M→2.07M
Total
Net shares
+10.18K
Net value
-$98.82K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/18/2026 | A · Award | +19.70K | — | — | 1.0% | 2.06M | 2.08M |
| Common Stock Indirect | 9/18/2026 | F · Tax Withholding | −9.52K | $10.38 | $98.82K | 0.5% | 2.08M | 2.07M |
| Total | +10.18K | -$98.82K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned25.06K
Common Stock
DirectShares owned5.06K
Total
5.06K direct·25.06K indirect30.12K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 25.06K | Indirect |
| Common Stock | 5.06K | Direct |
| Total | 30.12K | 5.06K direct·25.06K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported