HENNESSY NEIL J (Chairman and CEO) received a stock award from HENNESSY ADVISORS INC
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 9/19/2025ACC: 0001437749-25-029518
DirectorOfficer10% Owner· Chairman and CEO
Since Jun 2018
+10.70K
Net shares
Net buyer
$99.7K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
19.70K acquired · 9K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+19.70K
Price / share
—
Trade value
—
% of position
1.0%
9/18/2025
2.05M→2.07M
Common Stock
Indirect
Shares
−9K
Price / share
$11.08
Trade value
$99.72K
% of position
0.4%
9/18/2025
2.07M→2.06M
Total
Net shares
+10.70K
Net value
-$99.72K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 9/18/2025 | A · Award | +19.70K | — | — | 1.0% | 2.05M | 2.07M |
| Common Stock Indirect | 9/18/2025 | F · Tax Withholding | −9K | $11.08 | $99.72K | 0.4% | 2.07M | 2.06M |
| Total | +10.70K | -$99.72K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned25.06K
Common Stock
DirectShares owned5.06K
Total
5.06K direct·25.06K indirect30.12K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 25.06K | Indirect |
| Common Stock | 5.06K | Direct |
| Total | 30.12K | 5.06K direct·25.06K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported