HELLMANN JOHN C (Chief Exec. Officer & Pres.) received a stock award from GENESEE & WYOMING INC

Compensation award — not an open‑market transaction. Less informative as a directional signal.

A · 1 award

HELLMANN JOHN C

Filed: 12/30/2019ACC: 0001209191-19-062156

InsiderHELLMANN JOHN CCIK 1241524

→

IssuerGENESEE & WYOMING INCCIK 1012620

DirectorOfficer· Chief Exec. Officer & Pres.

Since Aug 2018

-819.48K

Net shares

Net seller

$45.30M

Total sold

Open market trades

0B · 0S

Total transactions

46.39K acquired · 865.87K disposed

Non-Derivative Transactions6

Class A Common Stock, $0.01 par value

Direct

G · Gift

−64.47K

Price / share

—

Trade value

—

% of position

15.2%

9/19/2019

423K→358.53K

Class A Common Stock, $0.01 par value

Direct

G · Gift

−56.04K

Price / share

—

Trade value

—

% of position

15.6%

10/4/2019

358.53K→302.49K

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−302.49K

Price / share

$112.00

Trade value

$33.88M

% of position

New position

12/30/2019

302.49K→0.00

Class A Common Stock, $0.01 par value

Indirect

D · Disposition

−55.55K

Price / share

$112.00

Trade value

$6.22M

% of position

New position

12/30/2019

55.55K→0.00

Class A Common Stock, $0.01 par value

Direct

A · Award

+46.39K

Price / share

—

Trade value

—

% of position

New position

12/30/2019

0.00→46.39K

Class A Common Stock, $0.01 par value

Direct

D · Disposition

−46.39K

Price / share

$112.00

Trade value

$5.20M

% of position

New position

12/30/2019

46.39K→0.00

Total

Net shares

−478.56K

Net value

-$45.30M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $0.01 par value Direct	9/19/2019	G · Gift	−64.47K	—	—	15.2%	423K	358.53K
Class A Common Stock, $0.01 par value Direct	10/4/2019	G · Gift	−56.04K	—	—	15.6%	358.53K	302.49K
Class A Common Stock, $0.01 par value Direct	12/30/2019	D · Disposition	−302.49K	$112.00	$33.88M	New position	302.49K	0.00
Class A Common Stock, $0.01 par value Indirect	12/30/2019	D · Disposition	−55.55K	$112.00	$6.22M	New position	55.55K	0.00
Class A Common Stock, $0.01 par value Direct	12/30/2019	A · Award	+46.39K	—	—	New position	0.00	46.39K
Class A Common Stock, $0.01 par value Direct	12/30/2019	D · Disposition	−46.39K	$112.00	$5.20M	New position	46.39K	0.00
Total			−478.56K		-$45.30M

Derivative Transactions8

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

17.86K shares

−17.86K

Strike price

103.10

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

21.66K shares

−21.66K

Strike price

82.34

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

21.52K shares

−21.52K

Strike price

68.38

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

22.98K shares

−22.98K

Strike price

69.27

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

89.28K shares

−89.28K

Strike price

57.12

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

82.17K shares

−82.17K

Strike price

74.14

Held after

0.00

Exercisable

—

12/30/2019

Stock Option (Right to Buy)

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

83.59K shares

−83.59K

Strike price

69.53

Held after

0.00

Exercisable

—

12/30/2019

Class B Common Stock, $0.01 par value

Direct

D · Disposition

Converts to

Class A Common Stock, $0.01 par value

1.87K shares

−1.87K

Strike price

Held after

0.00

Exercisable

—

12/30/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value17.86K shares	12/30/2019	D · Disposition	−17.86K	103.10	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value21.66K shares	12/30/2019	D · Disposition	−21.66K	82.34	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value21.52K shares	12/30/2019	D · Disposition	−21.52K	68.38	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value22.98K shares	12/30/2019	D · Disposition	−22.98K	69.27	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value89.28K shares	12/30/2019	D · Disposition	−89.28K	57.12	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value82.17K shares	12/30/2019	D · Disposition	−82.17K	74.14	—
Stock Option (Right to Buy) Direct	Class A Common Stock, $0.01 par value83.59K shares	12/30/2019	D · Disposition	−83.59K	69.53	—
Class B Common Stock, $0.01 par value Direct	Class A Common Stock, $0.01 par value1.87K shares	12/30/2019	D · Disposition	−1.87K		—