HELLMANN JOHN C (Chief Exec. Officer & Pres.) sold 4.9% of their position (21.89K shares) of GENESEE & WYOMING INC on the open market

Open‑market sale worth $2.44M — a minor trim. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

HELLMANN JOHN C

Filed: 11/22/2019ACC: 0001209191-19-057784

InsiderHELLMANN JOHN CCIK 1241524

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IssuerGENESEE & WYOMING INCCIK 1012620

DirectorOfficer· Chief Exec. Officer & Pres.

Since Aug 2018

-21.89K

Net shares

Net seller

$2.44M

Total sold

Open market trades

0B · 1S

Total transactions

23.23K acquired · 45.12K disposed

Non-Derivative Transactions2

Class A Common Stock, $.01 par value

Direct

M · Option Exercise

+23.23K

Price / share

$98.59

Trade value

$2.29M

% of position

5.5%

11/21/2019

421.66K→444.89K

Class A Common Stock, $.01 par value

Direct

S · Sale

−21.89K

Price / share

$111.38

Trade value

$2.44M

% of position

4.9%

11/21/2019

444.89K→423K

Total

Net shares

+1.35K

Net value

-$147.25K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A Common Stock, $.01 par value Direct	11/21/2019	M · Option Exercise	+23.23K	$98.59	$2.29M	5.5%	421.66K	444.89K
Class A Common Stock, $.01 par value Direct	11/21/2019	S · Sale	−21.89K	$111.38	$2.44M	4.9%	444.89K	423K
Total			+1.35K		-$147.25K

Derivative Transactions1

Stock Option (Right to Buy)

Direct

M · Option Exercise

Converts to

Class A Common Stock, $.01 par value

23.23K shares

−23.23K

Strike price

98.59

Held after

0.00

Exercisable

—

11/21/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Class A Common Stock, $.01 par value23.23K shares	11/21/2019	M · Option Exercise	−23.23K	98.59	—	0.00

Non-Derivative Holdings (Post-Transaction)1

Class A Common Stock, $.01 par value

Indirect

Shares owned55.55K

Total

55.55K indirect55.55K

Security Title	Shares Owned	Ownership Type
Class A Common Stock, $.01 par value	55.55K	Indirect
Total	55.55K	55.55K indirect

Derivative Holdings (Post-Transaction)1

Class B Common Stock, $.01 par value

Direct

Underlying security

Class A Common Stock, $.01 par value

Underlying shares

N/A

Shares owned

1.87K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

0.00

Owned

1.87K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Class B Common Stock, $.01 par value Direct	Class A Common Stock, $.01 par value		—	—	N/A	1.87K
Total					0.00	1.87K