Filed: 3/20/2020ACC: 0001104659-20-036970
10% Owner
Since Nov 2019
+1.02M
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.02M acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Series A Preferred Stock
Direct
Converts to
Common Stock
1.20M shares
Shares
+120K
Strike price
Held after
120K
Exercisable
—
3/18/2020
Warrant (right to buy)
Direct
Converts to
Common Stock
900K shares
Shares
+900K
Strike price
3.50
Held after
900K
Exercisable
—
3/18/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Series A Preferred Stock Direct | Common Stock1.20M shares | 3/18/2020 | P · Purchase | +120K | — | 120K | |
| Warrant (right to buy) Direct | Common Stock900K shares | 3/18/2020 | P · Purchase | +900K | 3.50 | — | 900K |