HE HUIJUN enters FCCC INC with 836K shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Indirect Derivatives
Filed: 5/4/2021ACC: 0001477932-21-002829
836K
Baseline shares
45% direct
380K
Direct ownership
1 position
986.11K
Derivative underlying
2 instruments
2
Security positions
456K indirect
Non-Derivative Holdings2
Common Stock
IndirectShares owned456K
Common Stock
DirectShares owned380K
Total
380K direct·456K indirect836K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 456K | Indirect |
| Common Stock | 380K | Direct |
| Total | 836K | 380K direct·456K indirect |
Derivative Holdings2
Option to Purchase Convertible Promissory Note
DirectUnderlying security
Common Stock
Underlying shares
290.46K
Shares owned
N/A
Exercise price
0.23
Expiration
—
Exercise window
—
Subscription Agreement
DirectUnderlying security
Common Stock
Underlying shares
695.65K
Shares owned
N/A
Exercise price
0.23
Expiration
—
Exercise window
—
Total
Underlying
986.11K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Option to Purchase Convertible Promissory Note Direct | Common Stock | 0.23 | — | — | 290.46K | N/A |
| Subscription Agreement Direct | Common Stock | 0.23 | — | — | 695.65K | N/A |
| Total | 986.11K | 0.00 | ||||