HCP-FVA, LLC exercised options at FALCONSTOR SOFTWARE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/22/2019ACC: 0001144204-19-027714
Director10% Owner
Since Oct 2018
-25.52K
Net shares
Net seller
$1.5K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
1.52M acquired · 1.54M disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+1.52M
Price / share
$0.00
Trade value
$1.52K
% of position
0.4%
5/21/2019
357.60M→359.12M
Total
Net shares
+1.52M
Net value
$1.52K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 5/21/2019 | M · Option Exercise | +1.52M | $0.00 | $1.52K | 0.4% | 357.60M | 359.12M |
| Total | +1.52M | $1.52K | ||||||
Derivative Transactions1
Warrants
Direct
Converts to
Common Stock
1.52M shares
Shares
−1.54M
Strike price
0.001
Held after
0.00
Exercisable
—
5/21/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Warrants Direct | Common Stock1.52M shares | 5/21/2019 | M · Option Exercise | −1.54M | 0.001 | — | 0.00 |