HAWKINS KENNETH enters GENFLAT HOLDINGS, INC. with 3M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Direct Derivatives
Filed: 10/6/2020ACC: 0001654954-20-010877
Director10% Owner
Since Oct 2020
3M
Baseline shares
100% direct
3M
Direct ownership
1 position
750K
Derivative underlying
1 instrument
1
Security positions
All direct
Non-Derivative Holdings1
Common stock
DirectShares owned3M
Total
3M direct3M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common stock | 3M | Direct |
| Total | 3M | 3M direct |
Derivative Holdings1
Stock option (Right to buy)
DirectUnderlying security
Common stock
Underlying shares
750K
Shares owned
N/A
Exercise price
.50
Expiration
—
Exercise window
—
Total
Underlying
750K
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Stock option (Right to buy) Direct | Common stock | .50 | — | — | 750K | N/A |
| Total | 750K | 0.00 | ||||