HAWKES JAMES B reported 2 transactions at VICTORY CAPITAL HOLDINGS, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 11/23/2021ACC: 0001209191-21-066661
Director
Since Jul 2018
0.00
Net shares
Net seller
$0.00
Total acquired
0
Open market trades
0B · 0S
4
Total transactions
703.80K acquired · 703.80K disposed
Non-Derivative Transactions2
Common Stock
Indirect
Shares
+292.69K
Price / share
—
Trade value
—
% of position
325.2%
11/23/2021
90K→382.69K
Common Stock
Direct
Shares
+411.11K
Price / share
—
Trade value
—
% of position
20555.5%
11/23/2021
2K→413.11K
Total
Net shares
+703.80K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 11/23/2021 | C · Conversion | +292.69K | — | — | 325.2% | 90K | 382.69K |
| Common Stock Direct | 11/23/2021 | C · Conversion | +411.11K | — | — | 20555.5% | 2K | 413.11K |
| Total | +703.80K | $0.00 | ||||||
Derivative Transactions2
Class B Common Stock
Direct
Converts to
Class A Common Stock
411.11K shares
Shares
−411.11K
Strike price
Held after
0.00
Exercisable
—
11/23/2021
Class B Common Stock
Indirect
Converts to
Class A Common Stock
292.69K shares
Shares
−292.69K
Strike price
Held after
0.00
Exercisable
—
11/23/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Class B Common Stock Direct | Class A Common Stock411.11K shares | 11/23/2021 | C · Conversion | −411.11K | — | 0.00 | |
| Class B Common Stock Indirect | Class A Common Stock292.69K shares | 11/23/2021 | C · Conversion | −292.69K | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned277.46K
Common Stock
IndirectShares owned71K
Total
348.46K indirect348.46K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 277.46K | Indirect |
| Common Stock | 71K | Indirect |
| Total | 348.46K | 348.46K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported