HAWK ALICIA SPEIGHT exercised options at SELECT BANCORP, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 12/10/2020ACC: 0001638599-20-000962
0.00
Net shares
Net seller
$11.8K
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
2.69K acquired · 2.69K disposed
Non-Derivative Transactions1
Common Stock
Direct
Shares
+2.69K
Price / share
$4.38
Trade value
$11.80K
% of position
331.2%
12/10/2020
813.00→3.51K
Total
Net shares
+2.69K
Net value
$11.80K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/10/2020 | M · Option Exercise | +2.69K | $4.38 | $11.80K | 331.2% | 813.00 | 3.51K |
| Total | +2.69K | $11.80K | ||||||
Derivative Transactions1
stock options
Direct
Converts to
common stock
2.69K shares
Shares
−2.69K
Strike price
4.38
Held after
0.00
Exercisable
—
12/10/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| stock options Direct | common stock2.69K shares | 12/10/2020 | M · Option Exercise | −2.69K | 4.38 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned3.08K
Common Stock
IndirectShares owned25.09K
Total
28.17K indirect28.17K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.08K | Indirect |
| Common Stock | 25.09K | Indirect |
| Total | 28.17K | 28.17K indirect |
Derivative Holdings (Post-Transaction)3
Options to Purchase Common Stock
DirectUnderlying security
Common Stock
Underlying shares
7K
Shares owned
7K
Exercise price
11.27
Expiration
—
Exercise window
—
stock options
DirectUnderlying security
common stock
Underlying shares
2.69K
Shares owned
2.69K
Exercise price
4.93
Expiration
—
Exercise window
—
stock options
DirectUnderlying security
common stock
Underlying shares
2.51K
Shares owned
2.51K
Exercise price
4.65
Expiration
—
Exercise window
—
Total
Underlying
12.20K
Owned
12.20K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Options to Purchase Common Stock Direct | Common Stock | 11.27 | — | — | 7K | 7K |
| stock options Direct | common stock | 4.93 | — | — | 2.69K | 2.69K |
| stock options Direct | common stock | 4.65 | — | — | 2.51K | 2.51K |
| Total | 12.20K | 12.20K | ||||