HATHI NEESHA (MD, Head Wealth Adv, Bnk, Tst) sold 46.4% of their position (5K shares) of SCHWAB CHARLES CORP on the open market
Open‑market sale worth $489.0K — a major position exit. Review remaining holdings and any 10b5‑1 plan disclosures.
S · 1 sale
Filed: 10/5/2026ACC: 0001879974-26-000015
Officer· MD, Head Wealth Adv, Bnk, Tst
Since Jul 2026
-5K
Net shares
Net seller
$489.0K
Total sold
1
Open market trades
0B · 1S
3
Total transactions
5K acquired · 10K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+5K
Price / share
$41.98
Trade value
$209.90K
% of position
New position
10/1/2026
-5K→0.00
Common Stock
Indirect
Shares
−5K
Price / share
$97.80
Trade value
$489.01K
% of position
46.4%
10/1/2026
10.77K→5.77K
Total
Net shares
+0.00
Net value
-$279.11K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/1/2026 | M · Option Exercise | +5K | $41.98 | $209.90K | New position | -5K | 0.00 |
| Common Stock Indirect | 10/1/2026 | S · Sale | −5K | $97.80 | $489.01K | 46.4% | 10.77K | 5.77K |
| Total | +0.00 | -$279.11K | ||||||
Derivative Transactions1
Nonqualified Stock Option (right to buy)
Direct
Converts to
Common Stock
5K shares
Shares
−5K
Strike price
41.98
Held after
13.95K
Exercisable
—
10/1/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Nonqualified Stock Option (right to buy) Direct | Common Stock5K shares | 10/1/2026 | M · Option Exercise | −5K | 41.98 | — | 13.95K |