HASTINGS JEFF (Chairman and CEO) exercised options at SAEXPLORATION HOLDINGS, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 4/16/2019ACC: 0001209191-19-024772
DirectorOfficer· Chairman and CEO
Since Aug 2018
-19.16K
Net shares
Net seller
$72.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
78.88K acquired · 98.04K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+78.88K
Price / share
—
Trade value
—
% of position
139.2%
4/12/2019
56.66K→135.54K
Common Stock
Direct
Shares
−19.16K
Price / share
$3.80
Trade value
$72.81K
% of position
14.1%
4/12/2019
135.54K→116.38K
Total
Net shares
+59.72K
Net value
-$72.81K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 4/12/2019 | M · Option Exercise | +78.88K | — | — | 139.2% | 56.66K | 135.54K |
| Common Stock Direct | 4/12/2019 | F · Tax Withholding | −19.16K | $3.80 | $72.81K | 14.1% | 135.54K | 116.38K |
| Total | +59.72K | -$72.81K | ||||||
Derivative Transactions1
Restricted Stock Unit
Direct
Converts to
Common Stock
78.88K shares
Shares
−78.88K
Strike price
Held after
389.75K
Exercisable
—
4/12/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock78.88K shares | 4/12/2019 | M · Option Exercise | −78.88K | — | 389.75K |
Non-Derivative Holdings (Post-Transaction)2
Common Stock
IndirectShares owned1.20K
Common Stock
IndirectShares owned1.35K
Total
2.55K indirect2.55K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.20K | Indirect |
| Common Stock | 1.35K | Indirect |
| Total | 2.55K | 2.55K indirect |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported