Filed: 4/10/2019ACC: 0001209191-19-024280
DirectorOfficer· Chairman and CEO
Since Aug 2018
+221.35K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
221.35K acquired
Non-Derivative Transactions0
No non-derivative transactions reported
Derivative Transactions2
Restricted Stock Unit
Direct
Converts to
Common Stock
63.59K shares
Shares
+63.59K
Strike price
Held after
310.87K
Exercisable
—
3/29/2019
Restricted Stock Unit
Direct
Converts to
Common Stock
157.76K shares
Shares
+157.76K
Strike price
Held after
468.63K
Exercisable
—
3/29/2019
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock63.59K shares | 3/29/2019 | A · Award | +63.59K | — | 310.87K | |
| Restricted Stock Unit Direct | Common Stock157.76K shares | 3/29/2019 | A · Award | +157.76K | — | 468.63K |
Non-Derivative Holdings (Post-Transaction)3
Common Stock
IndirectShares owned1.20K
Common Stock
DirectShares owned56.66K
Common Stock
IndirectShares owned1.35K
Total
56.66K direct·2.55K indirect59.21K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.20K | Indirect |
| Common Stock | 56.66K | Direct |
| Common Stock | 1.35K | Indirect |
| Total | 59.21K | 56.66K direct·2.55K indirect |
Derivative Holdings (Post-Transaction)2
Restricted Stock Unit
DirectUnderlying security
Common Stock
Underlying shares
N/A
Shares owned
73.36K
Exercise price
Expiration
—
Exercise window
—
6% Senior Secured Convertible Notes due 2023
DirectUnderlying security
Common Stock
Underlying shares
173.91K
Shares owned
247.27K
Exercise price
Expiration
—
Exercise window
—
Total
Underlying
173.91K
Owned
320.63K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock | — | — | N/A | 73.36K | |
| 6% Senior Secured Convertible Notes due 2023 Direct | Common Stock | — | — | 173.91K | 247.27K | |
| Total | 173.91K | 320.63K | ||||