HASS A JOHN (President & CEO) reported 2 transactions at ROSETTA STONE INC
Review the transaction codes below to understand the nature of each event.
Filed: 10/16/2020ACC: 0001209191-20-055079
DirectorOfficer· President & CEO
Since Feb 2019
-1.60M
Net shares
Net seller
$20.64M
Total sold
0
Open market trades
0B · 0S
6
Total transactions
1.60M disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
−491.38K
Price / share
$30.00
Trade value
$14.74M
% of position
New position
10/15/2020
491.38K→0.00
Common Stock
Direct
Shares
−196.57K
Price / share
$30.00
Trade value
$5.90M
% of position
New position
10/15/2020
196.57K→0.00
Total
Net shares
−687.95K
Net value
-$20.64M
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 10/15/2020 | D · Disposition | −491.38K | $30.00 | $14.74M | New position | 491.38K | 0.00 |
| Common Stock Direct | 10/15/2020 | D · Disposition | −196.57K | $30.00 | $5.90M | New position | 196.57K | 0.00 |
| Total | −687.95K | -$20.64M | ||||||
Derivative Transactions4
Restricted Stock Unit
Direct
Converts to
Common Stock
3.07K shares
Shares
−3.07K
Strike price
Held after
0.00
Exercisable
—
10/15/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
5.03K shares
Shares
−5.03K
Strike price
9.04
Held after
0.00
Exercisable
—
10/15/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
444K shares
Shares
−444K
Strike price
7.95
Held after
0.00
Exercisable
—
10/15/2020
Stock Option (right to buy)
Direct
Converts to
Common Stock
458.96K shares
Shares
−458.96K
Strike price
7.10
Held after
0.00
Exercisable
—
10/15/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Restricted Stock Unit Direct | Common Stock3.07K shares | 10/15/2020 | D · Disposition | −3.07K | — | 0.00 | |
| Stock Option (right to buy) Direct | Common Stock5.03K shares | 10/15/2020 | D · Disposition | −5.03K | 9.04 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock444K shares | 10/15/2020 | D · Disposition | −444K | 7.95 | — | 0.00 |
| Stock Option (right to buy) Direct | Common Stock458.96K shares | 10/15/2020 | D · Disposition | −458.96K | 7.10 | — | 0.00 |