HASS A JOHN (President & CEO) exercised options at ROSETTA STONE INC

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 2 exercises

HASS A JOHN

Filed: 3/20/2020ACC: 0001209191-20-020430

InsiderHASS A JOHNCIK 1398116

→

IssuerROSETTA STONE INCCIK 1351285

DirectorOfficer· President & CEO

Since Feb 2019

-33.99K

Net shares

Net seller

$343.0K

Total sold

Open market trades

0B · 0S

Total transactions

67.25K acquired · 101.24K disposed

Non-Derivative Transactions6

Common Stock

Direct

M · Option Exercise

+27.15K

Price / share

—

Trade value

—

% of position

5.7%

3/17/2020

479.61K→506.76K

Common Stock

Direct

M · Option Exercise

+40.11K

Price / share

—

Trade value

—

% of position

7.9%

3/17/2020

506.76K→546.86K

Common Stock

Direct

F · Tax Withholding

−14.25K

Price / share

$10.08

Trade value

$143.66K

% of position

2.6%

3/18/2020

546.86K→532.61K

Common Stock

Direct

F · Tax Withholding

−5.56K

Price / share

$10.09

Trade value

$56.14K

% of position

1.0%

3/18/2020

532.61K→527.05K

Common Stock

Direct

F · Tax Withholding

−12.80K

Price / share

$10.10

Trade value

$129.32K

% of position

2.4%

3/18/2020

527.05K→514.24K

Common Stock

Direct

F · Tax Withholding

−1.37K

Price / share

$10.09

Trade value

$13.84K

% of position

0.3%

3/18/2020

514.24K→512.87K

Total

Net shares

+33.26K

Net value

-$342.96K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	3/17/2020	M · Option Exercise	+27.15K	—	—	5.7%	479.61K	506.76K
Common Stock Direct	3/17/2020	M · Option Exercise	+40.11K	—	—	7.9%	506.76K	546.86K
Common Stock Direct	3/18/2020	F · Tax Withholding	−14.25K	$10.08	$143.66K	2.6%	546.86K	532.61K
Common Stock Direct	3/18/2020	F · Tax Withholding	−5.56K	$10.09	$56.14K	1.0%	532.61K	527.05K
Common Stock Direct	3/18/2020	F · Tax Withholding	−12.80K	$10.10	$129.32K	2.4%	527.05K	514.24K
Common Stock Direct	3/18/2020	F · Tax Withholding	−1.37K	$10.09	$13.84K	0.3%	514.24K	512.87K
Total			+33.26K		-$342.96K

Derivative Transactions2

Performance Share Units

Direct

M · Option Exercise

Converts to

Common Stock

27.15K shares

−27.15K

Strike price

0.00

Held after

0.00

Exercisable

—

3/17/2020

Performance Share Units

Direct

M · Option Exercise

Converts to

Common Stock

40.11K shares

−40.11K

Strike price

0.00

Held after

0.00

Exercisable

—

3/17/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Performance Share Units Direct	Common Stock27.15K shares	3/17/2020	M · Option Exercise	−27.15K	0.00	—	0.00
Performance Share Units Direct	Common Stock40.11K shares	3/17/2020	M · Option Exercise	−40.11K	0.00	—	0.00