HASS A JOHN (President & CEO) exercised options at ROSETTA STONE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/5/2020ACC: 0001209191-20-016656
DirectorOfficer· President & CEO
Since Feb 2019
+10.11K
Net shares
Net buyer
$73.5K
Total sold
0
Open market trades
0B · 0S
2
Total transactions
14.38K acquired · 4.28K disposed
Non-Derivative Transactions2
Common Stock
Direct
Shares
+14.38K
Price / share
—
Trade value
—
% of position
3.1%
2/27/2020
469.50K→483.88K
Common Stock
Direct
Shares
−4.28K
Price / share
$17.20
Trade value
$73.53K
% of position
0.9%
3/3/2020
483.88K→479.61K
Total
Net shares
+10.11K
Net value
-$73.53K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 2/27/2020 | M · Option Exercise | +14.38K | — | — | 3.1% | 469.50K | 483.88K |
| Common Stock Direct | 3/3/2020 | F · Tax Withholding | −4.28K | $17.20 | $73.53K | 0.9% | 483.88K | 479.61K |
| Total | +10.11K | -$73.53K | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)0
No non-derivative holdings reported
Derivative Holdings (Post-Transaction)1
Performance Share Units
DirectUnderlying security
Common Stock
Underlying shares
28.76K
Shares owned
14.38K
Exercise price
0.00
Expiration
—
Exercise window
—
Total
Underlying
28.76K
Owned
14.38K
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Performance Share Units Direct | Common Stock | 0.00 | — | — | 28.76K | 14.38K |
| Total | 28.76K | 14.38K | ||||