HARVEY TIMOTHY C sold 10K shares of VERTEX ENERGY INC. on the open market

Open‑market sale worth $108.4K. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 1 sale

HARVEY TIMOTHY C

Filed: 7/12/2021ACC: 0001580695-21-000196

InsiderHARVEY TIMOTHY CCIK 1566480

→

IssuerVERTEX ENERGY INC.CIK 890447

Director

Since May 2019

-99.61K

Net shares

Net seller

$1.03M

Total sold

Open market trades

0B · 1S

Total transactions

285K acquired · 384.61K disposed

Non-Derivative Transactions11

Common Stock

Direct

M · Option Exercise

+30K

Price / share

$1.45

Trade value

$43.50K

% of position

New position

7/1/2021

0.00→30K

Common Stock

Direct

F · Tax Withholding

−4.25K

Price / share

$10.24

Trade value

$43.50K

% of position

14.2%

7/1/2021

30K→25.75K

Common Stock

Direct

M · Option Exercise

+60K

Price / share

$1.26

Trade value

$75.60K

% of position

233.0%

7/1/2021

25.75K→85.75K

Common Stock

Direct

F · Tax Withholding

−7.38K

Price / share

$10.24

Trade value

$75.60K

% of position

8.6%

7/1/2021

85.75K→78.37K

Common Stock

Direct

M · Option Exercise

+60K

Price / share

$2.08

Trade value

$124.80K

% of position

76.6%

7/1/2021

78.37K→138.37K

Common Stock

Direct

F · Tax Withholding

−12.19K

Price / share

$10.24

Trade value

$124.79K

% of position

8.8%

7/1/2021

138.37K→126.18K

Common Stock

Direct

M · Option Exercise

+75K

Price / share

$6.62

Trade value

$496.13K

% of position

59.4%

7/1/2021

126.18K→201.18K

Common Stock

Direct

F · Tax Withholding

−48.45K

Price / share

$10.24

Trade value

$496.13K

% of position

24.1%

7/1/2021

201.18K→152.73K

Common Stock

Direct

M · Option Exercise

+60K

Price / share

$2.96

Trade value

$177.60K

% of position

39.3%

7/1/2021

152.73K→212.73K

Common Stock

Direct

F · Tax Withholding

−17.34K

Price / share

$10.24

Trade value

$177.60K

% of position

8.2%

7/1/2021

212.73K→195.39K

Common Stock

Indirect

S · Sale

−10K

Price / share

$10.84

Trade value

$108.44K

% of position

New position

7/6/2021

10K→0.00

Total

Net shares

+185.39K

Net value

-$108.44K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock Direct	7/1/2021	M · Option Exercise	+30K	$1.45	$43.50K	New position	0.00	30K
Common Stock Direct	7/1/2021	F · Tax Withholding	−4.25K	$10.24	$43.50K	14.2%	30K	25.75K
Common Stock Direct	7/1/2021	M · Option Exercise	+60K	$1.26	$75.60K	233.0%	25.75K	85.75K
Common Stock Direct	7/1/2021	F · Tax Withholding	−7.38K	$10.24	$75.60K	8.6%	85.75K	78.37K
Common Stock Direct	7/1/2021	M · Option Exercise	+60K	$2.08	$124.80K	76.6%	78.37K	138.37K
Common Stock Direct	7/1/2021	F · Tax Withholding	−12.19K	$10.24	$124.79K	8.8%	138.37K	126.18K
Common Stock Direct	7/1/2021	M · Option Exercise	+75K	$6.62	$496.13K	59.4%	126.18K	201.18K
Common Stock Direct	7/1/2021	F · Tax Withholding	−48.45K	$10.24	$496.13K	24.1%	201.18K	152.73K
Common Stock Direct	7/1/2021	M · Option Exercise	+60K	$2.96	$177.60K	39.3%	152.73K	212.73K
Common Stock Direct	7/1/2021	F · Tax Withholding	−17.34K	$10.24	$177.60K	8.2%	212.73K	195.39K
Common Stock Indirect	7/6/2021	S · Sale	−10K	$10.84	$108.44K	New position	10K	0.00
Total			+185.39K		-$108.44K

Derivative Transactions5

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

30K shares

−30K

Strike price

1.45

Held after

30K

Exercisable

—

7/1/2021

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

60K shares

−60K

Strike price

1.26

Held after

0.00

Exercisable

—

7/1/2021

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

60K shares

−60K

Strike price

2.08

Held after

0.00

Exercisable

—

7/1/2021

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

75K shares

−75K

Strike price

6.615

Held after

0.00

Exercisable

—

7/1/2021

Stock Option

Direct

M · Option Exercise

Converts to

Common Stock

60K shares

−60K

Strike price

2.96

Held after

0.00

Exercisable

—

7/1/2021

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option Direct	Common Stock30K shares	7/1/2021	M · Option Exercise	−30K	1.45	—	30K
Stock Option Direct	Common Stock60K shares	7/1/2021	M · Option Exercise	−60K	1.26	—	0.00
Stock Option Direct	Common Stock60K shares	7/1/2021	M · Option Exercise	−60K	2.08	—	0.00
Stock Option Direct	Common Stock75K shares	7/1/2021	M · Option Exercise	−75K	6.615	—	0.00
Stock Option Direct	Common Stock60K shares	7/1/2021	M · Option Exercise	−60K	2.96	—	0.00

Non-Derivative Holdings (Post-Transaction)2

Common Stock

Indirect

Shares owned1.80K

Common Stock

Indirect

Shares owned4K

Total

5.80K indirect5.80K

Security Title	Shares Owned	Ownership Type
Common Stock	1.80K	Indirect
Common Stock	4K	Indirect
Total	5.80K	5.80K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported