HARVEY ROBERT BURTON

PrivateCIK: 1738212

Location

NASHVILLE, TN

HARVEY ROBERT BURTON reported 4 transactions at I3 VERTICALS, INC.

Review the transaction codes below to understand the nature of each event.

HARVEY ROBERT BURTON

Filed: 6/25/2018ACC: 0001628280-18-008351

InsiderHARVEY ROBERT BURTONCIK 1738212

→

IssuerI3 VERTICALS, INC.CIK 1728688

Director

Since Jun 2019

+3.47M

Net shares

Net buyer

$0.00

Total acquired

0

Open market trades

0B · 0S

9

Total transactions

3.47M acquired

Non-Derivative Transactions4

Class B common stock, par value $0.0001 per share

Direct

J · J

Shares

+11.72K

Price / share

—

Trade value

—

% of position

New position

6/25/2018

0.00→11.72K

Class B common stock, par value $0.0001 per share

Indirect

J · J

Shares

+951.85K

Price / share

—

Trade value

—

% of position

New position

6/25/2018

0.00→951.85K

Class B common stock, par value $0.0001 per share

Indirect

J · J

Shares

+651.72K

Price / share

—

Trade value

—

% of position

New position

6/25/2018

0.00→651.72K

Class B common stock, par value $0.0001 per share

Indirect

J · J

Shares

+117.09K

Price / share

—

Trade value

—

% of position

New position

6/25/2018

0.00→117.09K

Total

Net shares

+1.73M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class B common stock, par value $0.0001 per share Direct	6/25/2018	J · J	+11.72K	—	—	New position	0.00	11.72K
Class B common stock, par value $0.0001 per share Indirect	6/25/2018	J · J	+951.85K	—	—	New position	0.00	951.85K
Class B common stock, par value $0.0001 per share Indirect	6/25/2018	J · J	+651.72K	—	—	New position	0.00	651.72K
Class B common stock, par value $0.0001 per share Indirect	6/25/2018	J · J	+117.09K	—	—	New position	0.00	117.09K
Total			+1.73M		$0.00

Derivative Transactions5

Stock Option (Right to Buy)

Direct

A · Award

Converts to

Class A common stock, par value $0.0001 per share

10K shares

Shares

+10K

Strike price

13.0

Held after

10K

Exercisable

—

6/25/2018

Common Units

Direct

J · J

Converts to

Class A common stock, par value $0.0001 per share

11.72K shares

Shares

+11.72K

Strike price

Held after

11.72K

Exercisable

—

6/25/2018

Common Units

Indirect

J · J

Converts to

Class A common stock, par value $0.0001 per share

951.85K shares

Shares

+951.85K

Strike price

Held after

951.85K

Exercisable

—

6/25/2018

Common Units

Indirect

J · J

Converts to

Class A common stock, par value $0.0001 per share

651.72K shares

Shares

+651.72K

Strike price

Held after

651.72K

Exercisable

—

6/25/2018

Common Units

Indirect

J · J

Converts to

Class A common stock, par value $0.0001 per share

117.09K shares

Shares

+117.09K

Strike price

Held after

117.09K

Exercisable

—

6/25/2018

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Stock Option (Right to Buy) Direct	Class A common stock, par value $0.0001 per share10K shares	6/25/2018	A · Award	+10K	13.0	—	10K
Common Units Direct	Class A common stock, par value $0.0001 per share11.72K shares	6/25/2018	J · J	+11.72K		—	11.72K
Common Units Indirect	Class A common stock, par value $0.0001 per share951.85K shares	6/25/2018	J · J	+951.85K		—	951.85K
Common Units Indirect	Class A common stock, par value $0.0001 per share651.72K shares	6/25/2018	J · J	+651.72K		—	651.72K
Common Units Indirect	Class A common stock, par value $0.0001 per share117.09K shares	6/25/2018	J · J	+117.09K		—	117.09K

HARVEY ROBERT BURTON — Insider Transaction (Form 4) Filed Jun 25, 2018 | Finecho