HARVEY ROBERT BURTON sold 200K shares of I3 VERTICALS, INC. on the open market

Open‑market sale worth $6.57M. Review remaining holdings and any 10b5‑1 plan disclosures.

S · 3 sales

HARVEY ROBERT BURTON

Filed: 3/16/2021ACC: 0001209191-21-020960

InsiderHARVEY ROBERT BURTONCIK 1738212

→

IssuerI3 VERTICALS, INC.CIK 1728688

Director

Since Jun 2019

-400K

Net shares

Net seller

$6.57M

Total sold

Open market trades

0B · 3S

Total transactions

200K acquired · 600K disposed

Non-Derivative Transactions9

Class A common stock, par value $0.0001 per share

Indirect

C · Conversion

+110K

Price / share

—

Trade value

—

% of position

New position

3/15/2021

0.00→110K

Class A common stock, par value $0.0001 per share

Indirect

C · Conversion

+76K

Price / share

—

Trade value

—

% of position

New position

3/15/2021

0.00→76K

Class A common stock, par value $0.0001 per share

Indirect

C · Conversion

+14K

Price / share

—

Trade value

—

% of position

New position

3/15/2021

0.00→14K

Class A common stock, par value $0.0001 per share

Indirect

S · Sale

−110K

Price / share

$32.83

Trade value

$3.61M

% of position

New position

3/15/2021

110K→0.00

Class A common stock, par value $0.0001 per share

Indirect

S · Sale

−76K

Price / share

$32.83

Trade value

$2.50M

% of position

New position

3/15/2021

76K→0.00

Class A common stock, par value $0.0001 per share

Indirect

S · Sale

−14K

Price / share

$32.83

Trade value

$459.62K

% of position

New position

3/15/2021

14K→0.00

Class B common stock, par value $0.0001 per share

Indirect

J · J

−110K

Price / share

—

Trade value

—

% of position

72.4%

3/15/2021

151.91K→41.91K

Class B common stock, par value $0.0001 per share

Indirect

J · J

−76K

Price / share

—

Trade value

—

% of position

73.1%

3/15/2021

104.01K→28.01K

Class B common stock, par value $0.0001 per share

Indirect

J · J

−14K

Price / share

—

Trade value

—

% of position

74.9%

3/15/2021

18.69K→4.69K

Total

Net shares

−200K

Net value

-$6.57M

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class A common stock, par value $0.0001 per share Indirect	3/15/2021	C · Conversion	+110K	—	—	New position	0.00	110K
Class A common stock, par value $0.0001 per share Indirect	3/15/2021	C · Conversion	+76K	—	—	New position	0.00	76K
Class A common stock, par value $0.0001 per share Indirect	3/15/2021	C · Conversion	+14K	—	—	New position	0.00	14K
Class A common stock, par value $0.0001 per share Indirect	3/15/2021	S · Sale	−110K	$32.83	$3.61M	New position	110K	0.00
Class A common stock, par value $0.0001 per share Indirect	3/15/2021	S · Sale	−76K	$32.83	$2.50M	New position	76K	0.00
Class A common stock, par value $0.0001 per share Indirect	3/15/2021	S · Sale	−14K	$32.83	$459.62K	New position	14K	0.00
Class B common stock, par value $0.0001 per share Indirect	3/15/2021	J · J	−110K	—	—	72.4%	151.91K	41.91K
Class B common stock, par value $0.0001 per share Indirect	3/15/2021	J · J	−76K	—	—	73.1%	104.01K	28.01K
Class B common stock, par value $0.0001 per share Indirect	3/15/2021	J · J	−14K	—	—	74.9%	18.69K	4.69K
Total			−200K		-$6.57M

Derivative Transactions3

Common Units

Indirect

C · Conversion

Converts to

Class A common stock, par value $0.0001 per share

110K shares

−110K

Strike price

Held after

41.91K

Exercisable

—

3/15/2021

Common Units

Indirect

C · Conversion

Converts to

Class A common stock, par value $0.0001 per share

76K shares

−76K

Strike price

Held after

28.01K

Exercisable

—

3/15/2021

Common Units

Indirect

C · Conversion

Converts to

Class A common stock, par value $0.0001 per share

14K shares

−14K

Strike price

Held after

4.69K

Exercisable

—

3/15/2021

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Common Units Indirect	Class A common stock, par value $0.0001 per share110K shares	3/15/2021	C · Conversion	−110K	—	41.91K
Common Units Indirect	Class A common stock, par value $0.0001 per share76K shares	3/15/2021	C · Conversion	−76K	—	28.01K
Common Units Indirect	Class A common stock, par value $0.0001 per share14K shares	3/15/2021	C · Conversion	−14K	—	4.69K

Non-Derivative Holdings (Post-Transaction)1

Class B common stock, par value $0.0001 per share

Direct

Shares owned11.72K

Total

11.72K direct11.72K

Security Title	Shares Owned	Ownership Type
Class B common stock, par value $0.0001 per share	11.72K	Direct
Total	11.72K	11.72K direct

Derivative Holdings (Post-Transaction)1

Common Units

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

11.72K

Shares owned

11.72K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

11.72K

Owned

11.72K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Common Units Direct	Class A common stock, par value $0.0001 per share		—	—	11.72K	11.72K
Total					11.72K	11.72K