HARVEY ROBERT BURTON

PrivateCIK: 1738212

Location

NASHVILLE, TN

HARVEY ROBERT BURTON reported 3 transactions at I3 VERTICALS, INC.

Review the transaction codes below to understand the nature of each event.

HARVEY ROBERT BURTON

Filed: 9/15/2020ACC: 0001209191-20-050470

InsiderHARVEY ROBERT BURTONCIK 1738212

→

IssuerI3 VERTICALS, INC.CIK 1728688

Director

Since Jun 2019

-270.04K

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

6

Total transactions

270.04K disposed

Non-Derivative Transactions3

Class B common stock, par value $0.0001 per share

Indirect

D · Disposition

Shares

−74.69K

Price / share

—

Trade value

—

% of position

19.7%

9/15/2020

378.51K→303.82K

Class B common stock, par value $0.0001 per share

Indirect

D · Disposition

Shares

−51.14K

Price / share

—

Trade value

—

% of position

19.7%

9/15/2020

259.16K→208.02K

Class B common stock, par value $0.0001 per share

Indirect

D · Disposition

Shares

−9.19K

Price / share

—

Trade value

—

% of position

19.7%

9/15/2020

46.56K→37.37K

Total

Net shares

−135.02K

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class B common stock, par value $0.0001 per share Indirect	9/15/2020	D · Disposition	−74.69K	—	—	19.7%	378.51K	303.82K
Class B common stock, par value $0.0001 per share Indirect	9/15/2020	D · Disposition	−51.14K	—	—	19.7%	259.16K	208.02K
Class B common stock, par value $0.0001 per share Indirect	9/15/2020	D · Disposition	−9.19K	—	—	19.7%	46.56K	37.37K
Total			−135.02K		$0.00

Derivative Transactions3

Common Units

Indirect

D · Disposition

Converts to

Class A common stock, par value $0.0001 per share

74.69K shares

Shares

−74.69K

Strike price

Held after

303.82K

Exercisable

—

9/15/2020

Common Units

Indirect

D · Disposition

Converts to

Class A common stock, par value $0.0001 per share

51.14K shares

Shares

−51.14K

Strike price

Held after

208.02K

Exercisable

—

9/15/2020

Common Units

Indirect

D · Disposition

Converts to

Class A common stock, par value $0.0001 per share

9.19K shares

Shares

−9.19K

Strike price

Held after

37.37K

Exercisable

—

9/15/2020

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common Units Indirect	Class A common stock, par value $0.0001 per share74.69K shares	9/15/2020	D · Disposition	−74.69K		—	303.82K
Common Units Indirect	Class A common stock, par value $0.0001 per share51.14K shares	9/15/2020	D · Disposition	−51.14K		—	208.02K
Common Units Indirect	Class A common stock, par value $0.0001 per share9.19K shares	9/15/2020	D · Disposition	−9.19K		—	37.37K

Non-Derivative Holdings (Post-Transaction)1

Class B common stock, par value $0.0001 per share

Direct

Shares owned11.72K

Total

11.72K direct11.72K

Security Title	Shares Owned	Ownership Type
Class B common stock, par value $0.0001 per share	11.72K	Direct
Total	11.72K	11.72K direct

Derivative Holdings (Post-Transaction)1

Common Units

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

11.72K

Shares owned

11.72K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

11.72K

Owned

11.72K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Common Units Direct	Class A common stock, par value $0.0001 per share		—	—	11.72K	11.72K
Total					11.72K	11.72K

HARVEY ROBERT BURTON — Insider Transaction (Form 4) Filed Sep 15, 2020 | Finecho