HARVEY ROBERT BURTON

PrivateCIK: 1738212

Location

NASHVILLE, TN

HARVEY ROBERT BURTON reported 3 transactions at I3 VERTICALS, INC.

Review the transaction codes below to understand the nature of each event.

HARVEY ROBERT BURTON

Filed: 6/12/2019ACC: 0001209191-19-036337

InsiderHARVEY ROBERT BURTONCIK 1738212

→

IssuerI3 VERTICALS, INC.CIK 1728688

Director

Since Jun 2019

-2.07M

Net shares

Net seller

$0.00

Total acquired

0

Open market trades

0B · 0S

6

Total transactions

2.07M disposed

Non-Derivative Transactions3

Class B common stock, par value $0.0001 per share

Indirect

D · Disposition

Shares

−573.34K

Price / share

—

Trade value

—

% of position

60.2%

6/10/2019

951.85K→378.51K

Class B common stock, par value $0.0001 per share

Indirect

D · Disposition

Shares

−392.56K

Price / share

—

Trade value

—

% of position

60.2%

6/10/2019

651.72K→259.16K

Class B common stock, par value $0.0001 per share

Indirect

D · Disposition

Shares

−70.53K

Price / share

—

Trade value

—

% of position

60.2%

6/10/2019

117.09K→46.56K

Total

Net shares

−1.04M

Net value

$0.00

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Class B common stock, par value $0.0001 per share Indirect	6/10/2019	D · Disposition	−573.34K	—	—	60.2%	951.85K	378.51K
Class B common stock, par value $0.0001 per share Indirect	6/10/2019	D · Disposition	−392.56K	—	—	60.2%	651.72K	259.16K
Class B common stock, par value $0.0001 per share Indirect	6/10/2019	D · Disposition	−70.53K	—	—	60.2%	117.09K	46.56K
Total			−1.04M		$0.00

Derivative Transactions3

Common Units

Indirect

D · Disposition

Converts to

Class A common stock, par value $0.0001 per share

573.34K shares

Shares

−573.34K

Strike price

Held after

378.51K

Exercisable

—

6/10/2019

Common Units

Indirect

D · Disposition

Converts to

Class A common stock, par value $0.0001 per share

392.56K shares

Shares

−392.56K

Strike price

Held after

259.16K

Exercisable

—

6/10/2019

Common Units

Indirect

D · Disposition

Converts to

Class A common stock, par value $0.0001 per share

70.53K shares

Shares

−70.53K

Strike price

Held after

46.56K

Exercisable

—

6/10/2019

Security	Converts To	Date	Type	Shares	Strike Price	Exercisable	Held After
Common Units Indirect	Class A common stock, par value $0.0001 per share573.34K shares	6/10/2019	D · Disposition	−573.34K		—	378.51K
Common Units Indirect	Class A common stock, par value $0.0001 per share392.56K shares	6/10/2019	D · Disposition	−392.56K		—	259.16K
Common Units Indirect	Class A common stock, par value $0.0001 per share70.53K shares	6/10/2019	D · Disposition	−70.53K		—	46.56K

Non-Derivative Holdings (Post-Transaction)1

Class B common stock, par value $0.0001 per share

Direct

Shares owned11.72K

Total

11.72K direct11.72K

Security Title	Shares Owned	Ownership Type
Class B common stock, par value $0.0001 per share	11.72K	Direct
Total	11.72K	11.72K direct

Derivative Holdings (Post-Transaction)1

Common Units

Direct

Underlying security

Class A common stock, par value $0.0001 per share

Underlying shares

11.72K

Shares owned

11.72K

Exercise price

Expiration

—

Exercise window

—

Total

Underlying

11.72K

Owned

11.72K

Security	Underlying	Exercise Price	Exercise Window	Expiration	Underlying Shares	Shares Owned
Common Units Direct	Class A common stock, par value $0.0001 per share		—	—	11.72K	11.72K
Total					11.72K	11.72K

HARVEY ROBERT BURTON — Insider Transaction (Form 4) Filed Jun 12, 2019 | Finecho