HARVEST VOLATILITY MANAGEMENT LLC

PrivateCIK: 1455530
Location

NORWALK, CT

📋 What this filing means

HARVEST VOLATILITY MANAGEMENT LLC filed this quarterly 13F‑HR report disclosing 5 equity positions with a total reported market value of $3.01M. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.

5
Positions
$3.01M
Total AUM (reported)
59.58K
Total Shares

Allocation by class

TOTAL AUM$3.01M5 positions
SHRT TRM CORP BD$690.1K22.9%
BLOOMBERG HIGH Y$624.8K20.7%
SPDR TR TACTIC$588.8K19.5%
PFD AND INCM SEC$582.8K19.3%
EM MK GOV BD ETF$527.9K17.5%

Portfolio Concentration

Top 363.2%4–1036.8%TOP 10100.0%0%100%
Top 3$1.90M63.2%
4–10$1.11M36.8%

Top 3 weight

63.2%

Top 10 weight

100.0%

Voting Authority Distribution

Total shares with voting rights: 59.58K

Sole

Full voting authority

59.58K

shares

% of voting shares100.0%
Shared

Joint voting authority

0.00

shares

% of voting shares0.0%
None

No voting authority

0.00

shares

% of voting shares0.0%

Investment Discretion (by position count)

Sole5
Shared0
Other0
Dominant voting typeSole · 100.0% of voting shares
Institutional Holdings5
Rows:

VANGUARD SCOTTSDALE FDS

SOLE
SHRT TRM CORP BD
Shares9.18K
TypeSH
Market value$690.1K
22.89%
Sole
9.18K
Shared
0.00
None
0.00

SPDR SER TR

SOLE
BLOOMBERG HIGH Y
Shares6.91K
TypeSH
Market value$624.8K
20.73%
Sole
6.91K
Shared
0.00
None
0.00

SSGA ACTIVE ETF TR

SOLE
SPDR TR TACTIC
Shares15.23K
TypeSH
Market value$588.8K
19.53%
Sole
15.23K
Shared
0.00
None
0.00

ISHARES TR

SOLE
PFD AND INCM SEC
Shares19.33K
TypeSH
Market value$582.8K
19.33%
Sole
19.33K
Shared
0.00
None
0.00

VANGUARD WHITEHALL FDS

SOLE
EM MK GOV BD ETF
Shares8.92K
TypeSH
Market value$527.9K
17.51%
Sole
8.92K
Shared
0.00
None
0.00
HARVEST VOLATILITY MANAGEMENT LLC 13F Holdings — 5 Positions | Finecho