HARTFORD M. SEAN (Principal Accounting Officer) exercised options at ROSETTA STONE INC
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 3/23/2020ACC: 0001209191-20-020737
Officer· Principal Accounting Officer
Since Feb 2019
-515.00
Net shares
Net seller
$5.8K
Total sold
0
Open market trades
0B · 0S
4
Total transactions
1.69K acquired · 2.20K disposed
Non-Derivative Transactions3
Common Stock
Direct
Shares
+1.69K
Price / share
—
Trade value
—
% of position
9.2%
3/17/2020
18.34K→20.02K
Common Stock
Direct
Shares
−362.00
Price / share
$11.26
Trade value
$4.08K
% of position
1.8%
3/19/2020
20.02K→19.66K
Common Stock
Direct
Shares
−153.00
Price / share
$11.27
Trade value
$1.72K
% of position
0.8%
3/23/2020
19.66K→19.51K
Total
Net shares
+1.17K
Net value
-$5.80K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 3/17/2020 | M · Option Exercise | +1.69K | — | — | 9.2% | 18.34K | 20.02K |
| Common Stock Direct | 3/19/2020 | F · Tax Withholding | −362.00 | $11.26 | $4.08K | 1.8% | 20.02K | 19.66K |
| Common Stock Direct | 3/23/2020 | F · Tax Withholding | −153.00 | $11.27 | $1.72K | 0.8% | 19.66K | 19.51K |
| Total | +1.17K | -$5.80K | ||||||
Derivative Transactions1
Performance Share Units
Direct
Converts to
Common Stock
1.69K shares
Shares
−1.69K
Strike price
0.00
Held after
0.00
Exercisable
—
3/17/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Performance Share Units Direct | Common Stock1.69K shares | 3/17/2020 | M · Option Exercise | −1.69K | 0.00 | — | 0.00 |