HART ANDREW W. (SENIOR VICE PRESIDENT) exercised options at TIFFANY & CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 8 exercises

HART ANDREW W.

Filed: 12/19/2019ACC: 0000098246-19-000151

InsiderHART ANDREW W.CIK 1550544

→

IssuerTIFFANY & COCIK 98246

Officer· SENIOR VICE PRESIDENT

Since Sep 2018

-4.43K

Net shares

Net seller

$592.6K

Total sold

Open market trades

0B · 0S

Total transactions

9.05K acquired · 13.48K disposed

Non-Derivative Transactions12

Common Stock $.01 Par

Direct

M · Option Exercise

+1.52K

Price / share

—

Trade value

—

% of position

11.2%

12/17/2019

13.52K→15.04K

Common Stock $.01 Par

Direct

M · Option Exercise

+90.00

Price / share

—

Trade value

—

% of position

0.6%

12/17/2019

15.04K→15.13K

Common Stock $.01 Par

Direct

F · Tax Withholding

−786.00

Price / share

$133.69

Trade value

$105.08K

% of position

5.2%

12/17/2019

15.13K→14.34K

Common Stock $.01 Par

Direct

M · Option Exercise

+1.10K

Price / share

—

Trade value

—

% of position

7.7%

12/17/2019

14.34K→15.44K

Common Stock $.01 Par

Direct

M · Option Exercise

+42.00

Price / share

—

Trade value

—

% of position

0.3%

12/17/2019

15.44K→15.49K

Common Stock $.01 Par

Direct

F · Tax Withholding

−560.00

Price / share

$133.69

Trade value

$74.86K

% of position

3.6%

12/17/2019

15.49K→14.93K

Common Stock $.01 Par

Direct

M · Option Exercise

+1.41K

Price / share

—

Trade value

—

% of position

9.4%

12/17/2019

14.93K→16.33K

Common Stock $.01 Par

Direct

M · Option Exercise

+24.00

Price / share

—

Trade value

—

% of position

0.1%

12/17/2019

16.33K→16.36K

Common Stock $.01 Par

Direct

F · Tax Withholding

−702.00

Price / share

$133.69

Trade value

$93.85K

% of position

4.3%

12/17/2019

16.36K→15.66K

Common Stock $.01 Par

Direct

M · Option Exercise

+4.59K

Price / share

—

Trade value

—

% of position

29.3%

12/17/2019

15.66K→20.25K

Common Stock $.01 Par

Direct

M · Option Exercise

+277.00

Price / share

—

Trade value

—

% of position

1.4%

12/17/2019

20.25K→20.52K

Common Stock $.01 Par

Direct

F · Tax Withholding

−2.38K

Price / share

$133.69

Trade value

$318.84K

% of position

11.6%

12/17/2019

20.52K→18.14K

Total

Net shares

+4.62K

Net value

-$592.63K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+1.52K	—	—	11.2%	13.52K	15.04K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+90.00	—	—	0.6%	15.04K	15.13K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−786.00	$133.69	$105.08K	5.2%	15.13K	14.34K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+1.10K	—	—	7.7%	14.34K	15.44K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+42.00	—	—	0.3%	15.44K	15.49K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−560.00	$133.69	$74.86K	3.6%	15.49K	14.93K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+1.41K	—	—	9.4%	14.93K	16.33K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+24.00	—	—	0.1%	16.33K	16.36K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−702.00	$133.69	$93.85K	4.3%	16.36K	15.66K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+4.59K	—	—	29.3%	15.66K	20.25K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+277.00	—	—	1.4%	20.25K	20.52K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−2.38K	$133.69	$318.84K	11.6%	20.52K	18.14K
Total			+4.62K		-$592.63K

Derivative Transactions8

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

1.52K shares

−1.52K

Strike price

Held after

0.00

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

90.00 shares

−90.00

Strike price

Held after

1.40K

Exercisable

—

12/17/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

1.10K shares

−1.10K

Strike price

Held after

551.00

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

42.00 shares

−42.00

Strike price

Held after

1.36K

Exercisable

—

12/17/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

1.41K shares

−1.41K

Strike price

Held after

1.41K

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

24.00 shares

−24.00

Strike price

Held after

1.33K

Exercisable

—

12/17/2019

Performance-based Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

4.59K shares

−4.59K

Strike price

Held after

7.53K

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

277.00 shares

−277.00

Strike price

Held after

1.05K

Exercisable

—

12/17/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock $.01 Par1.52K shares	12/17/2019	M · Option Exercise	−1.52K	—	0.00
Dividend Equivalent Units Direct	Common Stock $.01 Par90.00 shares	12/17/2019	M · Option Exercise	−90.00	—	1.40K
Restricted Stock Units Direct	Common Stock $.01 Par1.10K shares	12/17/2019	M · Option Exercise	−1.10K	—	551.00
Dividend Equivalent Units Direct	Common Stock $.01 Par42.00 shares	12/17/2019	M · Option Exercise	−42.00	—	1.36K
Restricted Stock Units Direct	Common Stock $.01 Par1.41K shares	12/17/2019	M · Option Exercise	−1.41K	—	1.41K
Dividend Equivalent Units Direct	Common Stock $.01 Par24.00 shares	12/17/2019	M · Option Exercise	−24.00	—	1.33K
Performance-based Restricted Stock Units Direct	Common Stock $.01 Par4.59K shares	12/17/2019	M · Option Exercise	−4.59K	—	7.53K
Dividend Equivalent Units Direct	Common Stock $.01 Par277.00 shares	12/17/2019	M · Option Exercise	−277.00	—	1.05K

Non-Derivative Holdings (Post-Transaction)3

Common Stock $.01 Par

Indirect

Shares owned322.00

Common Stock $.01 Par

Indirect

Shares owned3.00

Common Stock $.01 Par

Indirect

Shares owned1.09K

Total

1.41K indirect1.41K

Security Title	Shares Owned	Ownership Type
Common Stock $.01 Par	322.00	Indirect
Common Stock $.01 Par	3.00	Indirect
Common Stock $.01 Par	1.09K	Indirect
Total	1.41K	1.41K indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported