HARSHBARGER R STEPHEN (President) exercised options at SONO TEK CORP
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 10/7/2026ACC: 0001171520-26-000292
DirectorOfficer· President
Since Jul 2018
-6.29K
Net shares
Net seller
$42.8K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
13.17K acquired · 19.46K disposed
Non-Derivative Transactions2
Sono-Tek Common Stock
Direct
Shares
+13.17K
Price / share
$3.25
Trade value
$42.81K
% of position
5.0%
10/6/2026
265.28K→278.45K
Sono-Tek Common Stock
Direct
Shares
−6.29K
Price / share
$6.81
Trade value
$42.81K
% of position
2.3%
10/6/2026
278.45K→272.16K
Total
Net shares
+6.88K
Net value
-$1.91
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Sono-Tek Common Stock Direct | 10/6/2026 | M · Option Exercise | +13.17K | $3.25 | $42.81K | 5.0% | 265.28K | 278.45K |
| Sono-Tek Common Stock Direct | 10/6/2026 | F · Tax Withholding | −6.29K | $6.81 | $42.81K | 2.3% | 278.45K | 272.16K |
| Total | +6.88K | -$1.91 | ||||||
Derivative Transactions1
Sono-Tek Options
Direct
Converts to
Sono-Tek Common Stock
13.17K shares
Shares
−13.17K
Strike price
3.25
Held after
87.30K
Exercisable
—
10/6/2026
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Sono-Tek Options Direct | Sono-Tek Common Stock13.17K shares | 10/6/2026 | D · Disposition | −13.17K | 3.25 | — | 87.30K |