HARRIS BEN H exercised options at SPECIAL OPPORTUNITIES FUND, INC.
Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.
M · 1 exercise
Filed: 5/12/2021ACC: 0001104659-21-065208
Director
Since May 2021
+371.00
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
2
Total transactions
771.00 acquired · 400.00 disposed
Non-Derivative Transactions1
Common Stock
Indirect
Shares
+771.00
Price / share
—
Trade value
—
% of position
7.5%
5/11/2021
10.24K→11.01K
Total
Net shares
+771.00
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Indirect | 5/11/2021 | M · Option Exercise | +771.00 | — | — | 7.5% | 10.24K | 11.01K |
| Total | +771.00 | $0.00 | ||||||
Derivative Transactions1
3.50% Convertible Preferred Stock Series B
Indirect
Converts to
Common Stock
771.00 shares
Shares
−400.00
Strike price
0
Held after
0.00
Exercisable
—
5/11/2021
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| 3.50% Convertible Preferred Stock Series B Indirect | Common Stock771.00 shares | 5/11/2021 | M · Option Exercise | −400.00 | 0 | — | 0.00 |
Non-Derivative Holdings (Post-Transaction)1
Common Stock
DirectShares owned3.06K
Total
3.06K direct3.06K
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 3.06K | Direct |
| Total | 3.06K | 3.06K direct |
Derivative Holdings (Post-Transaction)0
No derivative holdings reported