HARMS MARK W.B. received a stock award from VINTAGE WINE ESTATES, INC.
Compensation award — not an open‑market transaction. Less informative as a directional signal.
A · 1 award
Filed: 12/22/2023ACC: 0001062993-23-023094
Director
Since Jun 2021
+78.32K
Net shares
Net buyer
$0.00
Total acquired
0
Open market trades
0B · 0S
1
Total transactions
78.32K acquired
Non-Derivative Transactions1
Common Stock
Direct
Shares
+78.32K
Price / share
—
Trade value
—
% of position
11.2%
12/21/2023
699.25K→777.56K
Total
Net shares
+78.32K
Net value
$0.00
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Common Stock Direct | 12/21/2023 | A · Award | +78.32K | — | — | 11.2% | 699.25K | 777.56K |
| Total | +78.32K | $0.00 | ||||||
Derivative Transactions0
No derivative transactions reported
Non-Derivative Holdings (Post-Transaction)1
Common Stock
IndirectShares owned1.67M
Total
1.67M indirect1.67M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common Stock | 1.67M | Indirect |
| Total | 1.67M | 1.67M indirect |
Derivative Holdings (Post-Transaction)2
Warrants to purchase common stock
DirectUnderlying security
Common Stock
Underlying shares
186.57K
Shares owned
186.57K
Exercise price
11.5
Expiration
—
Exercise window
—
Warrants to purchase common stock
IndirectUnderlying security
Common Stock
Underlying shares
2.22M
Shares owned
2.22M
Exercise price
11.5
Expiration
—
Exercise window
—
Total
Underlying
2.41M
Owned
2.41M
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants to purchase common stock Direct | Common Stock | 11.5 | — | — | 186.57K | 186.57K |
| Warrants to purchase common stock Indirect | Common Stock | 11.5 | — | — | 2.22M | 2.22M |
| Total | 2.41M | 2.41M | ||||