HARMS MARK W.B. enters VINTAGE WINE ESTATES, INC. with 6M shares plus derivative instruments
Holding both equity and derivatives at entry signals strong long-term conviction in the company.
Indirect Derivatives
Filed: 6/9/2021ACC: 0000899243-21-022776
Director
Since Jun 2021
6M
Baseline shares
0.00
Direct ownership
0 positions
8M
Derivative underlying
1 instrument
1
Security positions
6M indirect
Non-Derivative Holdings1
Common stock
IndirectShares owned6M
Total
6M indirect6M
| Security Title | Shares Owned | Ownership Type |
|---|---|---|
| Common stock | 6M | Indirect |
| Total | 6M | 6M indirect |
Derivative Holdings1
Warrants to purchase common stock
IndirectUnderlying security
Common Stock
Underlying shares
8M
Shares owned
N/A
Exercise price
11.50
Expiration
—
Exercise window
—
Total
Underlying
8M
Owned
0.00
| Security | Underlying | Exercise Price | Exercise Window | Expiration | Underlying Shares | Shares Owned |
|---|---|---|---|---|---|---|
| Warrants to purchase common stock Indirect | Common Stock | 11.50 | — | — | 8M | N/A |
| Total | 8M | 0.00 | ||||