HARLAN LEIGH M. (SENIOR VICE PRESIDENT) exercised options at TIFFANY & CO

Option exercise — a mechanical event triggered by vesting or expiry. Not a discretionary conviction trade.

M · 8 exercises

HARLAN LEIGH M.

Filed: 12/19/2019ACC: 0000098246-19-000163

InsiderHARLAN LEIGH M.CIK 1609085

→

IssuerTIFFANY & COCIK 98246

Officer· SENIOR VICE PRESIDENT

Since Jan 2019

-4.33K

Net shares

Net seller

$579.3K

Total sold

Open market trades

0B · 0S

Total transactions

8.13K acquired · 12.47K disposed

Non-Derivative Transactions12

Common Stock $.01 Par

Direct

M · Option Exercise

+1.36K

Price / share

—

Trade value

—

% of position

12.1%

12/17/2019

11.24K→12.60K

Common Stock $.01 Par

Direct

M · Option Exercise

+82.00

Price / share

—

Trade value

—

% of position

0.7%

12/17/2019

12.60K→12.68K

Common Stock $.01 Par

Direct

F · Tax Withholding

−770.00

Price / share

$133.69

Trade value

$102.94K

% of position

6.1%

12/17/2019

12.68K→11.91K

Common Stock $.01 Par

Direct

M · Option Exercise

+990.00

Price / share

—

Trade value

—

% of position

8.3%

12/17/2019

11.91K→12.90K

Common Stock $.01 Par

Direct

M · Option Exercise

+38.00

Price / share

—

Trade value

—

% of position

0.3%

12/17/2019

12.90K→12.94K

Common Stock $.01 Par

Direct

F · Tax Withholding

−548.00

Price / share

$133.69

Trade value

$73.26K

% of position

4.2%

12/17/2019

12.94K→12.39K

Common Stock $.01 Par

Direct

M · Option Exercise

+1.27K

Price / share

—

Trade value

—

% of position

10.2%

12/17/2019

12.39K→13.66K

Common Stock $.01 Par

Direct

M · Option Exercise

+22.00

Price / share

—

Trade value

—

% of position

0.2%

12/17/2019

13.66K→13.68K

Common Stock $.01 Par

Direct

F · Tax Withholding

−686.00

Price / share

$133.69

Trade value

$91.71K

% of position

5.0%

12/17/2019

13.68K→12.99K

Common Stock $.01 Par

Direct

M · Option Exercise

+4.13K

Price / share

—

Trade value

—

% of position

31.8%

12/17/2019

12.99K→17.12K

Common Stock $.01 Par

Direct

M · Option Exercise

+249.00

Price / share

—

Trade value

—

% of position

1.5%

12/17/2019

17.12K→17.37K

Common Stock $.01 Par

Direct

F · Tax Withholding

−2.33K

Price / share

$133.69

Trade value

$311.35K

% of position

13.4%

12/17/2019

17.37K→15.04K

Total

Net shares

+3.80K

Net value

-$579.26K

Security	Date	Type	Shares	Price / Share	Trade Value	% of Position	Held Before	Held After
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+1.36K	—	—	12.1%	11.24K	12.60K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+82.00	—	—	0.7%	12.60K	12.68K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−770.00	$133.69	$102.94K	6.1%	12.68K	11.91K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+990.00	—	—	8.3%	11.91K	12.90K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+38.00	—	—	0.3%	12.90K	12.94K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−548.00	$133.69	$73.26K	4.2%	12.94K	12.39K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+1.27K	—	—	10.2%	12.39K	13.66K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+22.00	—	—	0.2%	13.66K	13.68K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−686.00	$133.69	$91.71K	5.0%	13.68K	12.99K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+4.13K	—	—	31.8%	12.99K	17.12K
Common Stock $.01 Par Direct	12/17/2019	M · Option Exercise	+249.00	—	—	1.5%	17.12K	17.37K
Common Stock $.01 Par Direct	12/17/2019	F · Tax Withholding	−2.33K	$133.69	$311.35K	13.4%	17.37K	15.04K
Total			+3.80K		-$579.26K

Derivative Transactions8

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

1.36K shares

−1.36K

Strike price

Held after

0.00

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

82.00 shares

−82.00

Strike price

Held after

1.37K

Exercisable

—

12/17/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

990.00 shares

−990.00

Strike price

Held after

495.00

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

38.00 shares

−38.00

Strike price

Held after

1.33K

Exercisable

—

12/17/2019

Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

1.27K shares

−1.27K

Strike price

Held after

1.27K

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

22.00 shares

−22.00

Strike price

Held after

1.31K

Exercisable

—

12/17/2019

Performance-based Restricted Stock Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

4.13K shares

−4.13K

Strike price

Held after

6.76K

Exercisable

—

12/17/2019

Dividend Equivalent Units

Direct

M · Option Exercise

Converts to

Common Stock $.01 Par

249.00 shares

−249.00

Strike price

Held after

1.06K

Exercisable

—

12/17/2019

Security	Converts To	Date	Type	Shares	Exercisable	Held After
Restricted Stock Units Direct	Common Stock $.01 Par1.36K shares	12/17/2019	M · Option Exercise	−1.36K	—	0.00
Dividend Equivalent Units Direct	Common Stock $.01 Par82.00 shares	12/17/2019	M · Option Exercise	−82.00	—	1.37K
Restricted Stock Units Direct	Common Stock $.01 Par990.00 shares	12/17/2019	M · Option Exercise	−990.00	—	495.00
Dividend Equivalent Units Direct	Common Stock $.01 Par38.00 shares	12/17/2019	M · Option Exercise	−38.00	—	1.33K
Restricted Stock Units Direct	Common Stock $.01 Par1.27K shares	12/17/2019	M · Option Exercise	−1.27K	—	1.27K
Dividend Equivalent Units Direct	Common Stock $.01 Par22.00 shares	12/17/2019	M · Option Exercise	−22.00	—	1.31K
Performance-based Restricted Stock Units Direct	Common Stock $.01 Par4.13K shares	12/17/2019	M · Option Exercise	−4.13K	—	6.76K
Dividend Equivalent Units Direct	Common Stock $.01 Par249.00 shares	12/17/2019	M · Option Exercise	−249.00	—	1.06K

Non-Derivative Holdings (Post-Transaction)1

Common Stock $.01 Par

Indirect

Shares owned12.00

Total

12.00 indirect12.00

Security Title	Shares Owned	Ownership Type
Common Stock $.01 Par	12.00	Indirect
Total	12.00	12.00 indirect

Derivative Holdings (Post-Transaction)0

No derivative holdings reported