Filed: 10/28/2022ACC: 0001606587-22-002030
📋 What this filing means
HARFST & ASSOCIATES, INC. filed this quarterly 13F‑HR report disclosing 100 equity positions with a total reported market value of $332.5K. This filing provides a transparent view of the manager's long equity holdings as of the quarter end.
100
Positions
$332.5K
Total AUM (reported)
3.32M
Total Shares
Allocation by class
COM$216.9K65.2%
CORE S&P500 ETF$40.2K12.1%
UNIT SER 1$17.6K5.3%
VAR RATE INVT$9.1K2.7%
EXTEND MKT ETF$9.1K2.7%
BBG CONV SEC ETF$8.5K2.6%
TOTAL STK MKT$3.9K1.2%
Portfolio Concentration
Top 3$168.0K50.5%
4–10$51.2K15.4%
11–25$36.3K10.9%
Rest$77.1K23.2%
Top 3 weight
50.5%
Top 10 weight
65.9%
Voting Authority Distribution
Total shares with voting rights: 3.32M
Sole
Full voting authority
0.00
shares
% of voting shares0.0%
Shared
Joint voting authority
0.00
shares
% of voting shares0.0%
None
No voting authority
3.32M
shares
% of voting shares100.0%
Investment Discretion (by position count)
Sole100
Shared0
Other0
Dominant voting typeNone · 100.0% of voting shares
Institutional Holdings100
Rows:
RAYMOND JAMES FINL INC
SOLEShares1.12M
TypeSH
Market value$110.2K
33.15%
Sole
0.00
Shared
0.00
None
1.12M
ISHARES TR
SOLEShares111.99K
TypeSH
Market value$40.2K
12.08%
Sole
0.00
Shared
0.00
None
111.99K
INVESCO QQQ TR
SOLEShares65.95K
TypeSH
Market value$17.6K
5.30%
Sole
0.00
Shared
0.00
None
65.95K
PROCTER AND GAMBLE CO
SOLEShares91.98K
TypeSH
Market value$11.6K
3.49%
Sole
0.00
Shared
0.00
None
91.98K
INVESCO ACTIVELY MANAGED ETF
SOLEShares370.29K
TypeSH
Market value$9.1K
2.74%
Sole
0.00
Shared
0.00
None
370.29K
VANGUARD INDEX FDS
SOLEShares71.54K
TypeSH
Market value$9.1K
2.73%
Sole
0.00
Shared
0.00
None
71.54K
SPDR SER TR
SOLEShares134.43K
TypeSH
Market value$8.5K
2.56%
Sole
0.00
Shared
0.00
None
134.43K
APPLE INC
SOLEShares33.44K
TypeSH
Market value$4.6K
1.39%
Sole
0.00
Shared
0.00
None
33.44K
BARNES GROUP INC
SOLEShares148.48K
TypeSH
Market value$4.3K
1.29%
Sole
0.00
Shared
0.00
None
148.48K
VANGUARD INDEX FDS
SOLEShares21.80K
TypeSH
Market value$3.9K
1.18%
Sole
0.00
Shared
0.00
None
21.80K
VANGUARD INDEX FDS
SOLEShares11.70K
TypeSH
Market value$3.8K
1.16%
Sole
0.00
Shared
0.00
None
11.70K
BERKSHIRE HATHAWAY INC DEL
SOLEShares10.22K
TypeSH
Market value$2.7K
0.82%
Sole
0.00
Shared
0.00
None
10.22K
COSTCO WHSL CORP NEW
SOLEShares5.63K
TypeSH
Market value$2.7K
0.80%
Sole
0.00
Shared
0.00
None
5.63K
LITHIA MTRS INC
SOLEShares12.28K
TypeSH
Market value$2.6K
0.79%
Sole
0.00
Shared
0.00
None
12.28K
MICROSOFT CORP
SOLEShares11.27K
TypeSH
Market value$2.6K
0.79%
Sole
0.00
Shared
0.00
None
11.27K
UNITEDHEALTH GROUP INC
SOLEShares4.77K
TypeSH
Market value$2.4K
0.73%
Sole
0.00
Shared
0.00
None
4.77K
INVESCO EXCH TRD SLF IDX FD
SOLEShares111.87K
TypeSH
Market value$2.4K
0.71%
Sole
0.00
Shared
0.00
None
111.87K
RESMED INC
SOLEShares10.81K
TypeSH
Market value$2.4K
0.71%
Sole
0.00
Shared
0.00
None
10.81K
SCHWAB CHARLES CORP
SOLEShares31.96K
TypeSH
Market value$2.3K
0.69%
Sole
0.00
Shared
0.00
None
31.96K
CHUBB LIMITED
SOLEShares11.80K
TypeSH
Market value$2.1K
0.65%
Sole
0.00
Shared
0.00
None
11.80K
AIR PRODS & CHEMS INC
SOLEShares9.11K
TypeSH
Market value$2.1K
0.64%
Sole
0.00
Shared
0.00
None
9.11K
TEXAS INSTRS INC
SOLEShares13.47K
TypeSH
Market value$2.1K
0.63%
Sole
0.00
Shared
0.00
None
13.47K
METLIFE INC
SOLEShares33.11K
TypeSH
Market value$2.0K
0.61%
Sole
0.00
Shared
0.00
None
33.11K
ALPHABET INC
SOLEShares21.04K
TypeSH
Market value$2.0K
0.61%
Sole
0.00
Shared
0.00
None
21.04K
ADOBE SYSTEMS INCORPORATED
SOLEShares7.21K
TypeSH
Market value$2.0K
0.60%
Sole
0.00
Shared
0.00
None
7.21K
| Issuer | Class | Shares | Type | Value / Portfolio % | Voting — Sole | Shared | None |
|---|---|---|---|---|---|---|---|
RAYMOND JAMES FINL INCSOLE | COM | 1.12M | SH | $110.2K 33.15% | 0.00 | 0.00 | 1.12M |
ISHARES TRSOLE | CORE S&P500 ETF | 111.99K | SH | $40.2K 12.08% | 0.00 | 0.00 | 111.99K |
INVESCO QQQ TRSOLE | UNIT SER 1 | 65.95K | SH | $17.6K 5.30% | 0.00 | 0.00 | 65.95K |
PROCTER AND GAMBLE COSOLE | COM | 91.98K | SH | $11.6K 3.49% | 0.00 | 0.00 | 91.98K |
INVESCO ACTIVELY MANAGED ETFSOLE | VAR RATE INVT | 370.29K | SH | $9.1K 2.74% | 0.00 | 0.00 | 370.29K |
VANGUARD INDEX FDSSOLE | EXTEND MKT ETF | 71.54K | SH | $9.1K 2.73% | 0.00 | 0.00 | 71.54K |
SPDR SER TRSOLE | BBG CONV SEC ETF | 134.43K | SH | $8.5K 2.56% | 0.00 | 0.00 | 134.43K |
APPLE INCSOLE | COM | 33.44K | SH | $4.6K 1.39% | 0.00 | 0.00 | 33.44K |
BARNES GROUP INCSOLE | COM | 148.48K | SH | $4.3K 1.29% | 0.00 | 0.00 | 148.48K |
VANGUARD INDEX FDSSOLE | TOTAL STK MKT | 21.80K | SH | $3.9K 1.18% | 0.00 | 0.00 | 21.80K |
VANGUARD INDEX FDSSOLE | S&P 500 ETF SHS | 11.70K | SH | $3.8K 1.16% | 0.00 | 0.00 | 11.70K |
BERKSHIRE HATHAWAY INC DELSOLE | CL B NEW | 10.22K | SH | $2.7K 0.82% | 0.00 | 0.00 | 10.22K |
COSTCO WHSL CORP NEWSOLE | COM | 5.63K | SH | $2.7K 0.80% | 0.00 | 0.00 | 5.63K |
LITHIA MTRS INCSOLE | COM | 12.28K | SH | $2.6K 0.79% | 0.00 | 0.00 | 12.28K |
MICROSOFT CORPSOLE | COM | 11.27K | SH | $2.6K 0.79% | 0.00 | 0.00 | 11.27K |
UNITEDHEALTH GROUP INCSOLE | COM | 4.77K | SH | $2.4K 0.73% | 0.00 | 0.00 | 4.77K |
INVESCO EXCH TRD SLF IDX FDSOLE | BULSHS 2022 CB | 111.87K | SH | $2.4K 0.71% | 0.00 | 0.00 | 111.87K |
RESMED INCSOLE | COM | 10.81K | SH | $2.4K 0.71% | 0.00 | 0.00 | 10.81K |
SCHWAB CHARLES CORPSOLE | COM | 31.96K | SH | $2.3K 0.69% | 0.00 | 0.00 | 31.96K |
CHUBB LIMITEDSOLE | COM | 11.80K | SH | $2.1K 0.65% | 0.00 | 0.00 | 11.80K |
AIR PRODS & CHEMS INCSOLE | COM | 9.11K | SH | $2.1K 0.64% | 0.00 | 0.00 | 9.11K |
TEXAS INSTRS INCSOLE | COM | 13.47K | SH | $2.1K 0.63% | 0.00 | 0.00 | 13.47K |
METLIFE INCSOLE | COM | 33.11K | SH | $2.0K 0.61% | 0.00 | 0.00 | 33.11K |
ALPHABET INCSOLE | CAP STK CL A | 21.04K | SH | $2.0K 0.61% | 0.00 | 0.00 | 21.04K |
ADOBE SYSTEMS INCORPORATEDSOLE | COM | 7.21K | SH | $2.0K 0.60% | 0.00 | 0.00 | 7.21K |
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