HARDY SCOTT R (Chief Operating Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 3/13/2020ACC: 0000899243-20-008347
Officer· Chief Operating Officer
Since Jan 2020
-2.07K
Net shares
Net seller
$57.9K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
43.73K acquired · 45.80K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+43.73K
Price / share
—
Trade value
—
% of position
57.6%
3/11/2020
75.87K→119.61K
Class A Common Stock
Direct
Shares
−2.07K
Price / share
$27.98
Trade value
$57.86K
% of position
1.7%
3/11/2020
119.61K→117.54K
Total
Net shares
+41.67K
Net value
-$57.86K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 3/11/2020 | C · Conversion | +43.73K | — | — | 57.6% | 75.87K | 119.61K |
| Class A Common Stock Direct | 3/11/2020 | F · Tax Withholding | −2.07K | $27.98 | $57.86K | 1.7% | 119.61K | 117.54K |
| Total | +41.67K | -$57.86K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
43.73K shares
Shares
−43.73K
Strike price
Held after
43.73K
Exercisable
—
3/11/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock43.73K shares | 3/11/2020 | C · Conversion | −43.73K | — | 43.73K |