HARDY SCOTT R (Chief Operating Officer) reported 2 transactions at VIVINT SMART HOME, INC.
Review the transaction codes below to understand the nature of each event.
Filed: 2/28/2020ACC: 0000899243-20-006378
Officer· Chief Operating Officer
Since Jan 2020
-3.31K
Net shares
Net seller
$66.4K
Total sold
0
Open market trades
0B · 0S
3
Total transactions
43.72K acquired · 47.03K disposed
Non-Derivative Transactions2
Class A Common Stock
Direct
Shares
+43.72K
Price / share
—
Trade value
—
% of position
127.5%
2/26/2020
34.28K→78K
Class A Common Stock
Direct
Shares
−3.31K
Price / share
$20.07
Trade value
$66.43K
% of position
4.2%
2/26/2020
78K→74.69K
Total
Net shares
+40.41K
Net value
-$66.43K
| Security | Date | Type | Shares | Price / Share | Trade Value | % of Position | Held Before | Held After |
|---|---|---|---|---|---|---|---|---|
| Class A Common Stock Direct | 2/26/2020 | C · Conversion | +43.72K | — | — | 127.5% | 34.28K | 78K |
| Class A Common Stock Direct | 2/26/2020 | F · Tax Withholding | −3.31K | $20.07 | $66.43K | 4.2% | 78K | 74.69K |
| Total | +40.41K | -$66.43K | ||||||
Derivative Transactions1
Earnout Rights
Direct
Converts to
Class A Common Stock
43.72K shares
Shares
−43.72K
Strike price
Held after
87.44K
Exercisable
—
2/26/2020
| Security | Converts To | Date | Type | Shares | Strike Price | Exercisable | Held After |
|---|---|---|---|---|---|---|---|
| Earnout Rights Direct | Class A Common Stock43.72K shares | 2/26/2020 | C · Conversion | −43.72K | — | 87.44K |